GemStack

Business Consulting and ServicesTexas, United States2-10 Employees

GemStack implements and runs the AI Operating System inside SEC-registered wealth management firms.

Your advisors are already using AI. Meeting intelligence tools are recording client conversations. CRM platforms are generating AI-assisted communications. Microsoft Copilot is drafting emails across your organization. None of it is governed. None of it is documented. And the SEC is already asking about it in examinations.

Most RIAs facing this situation have two options: 
1. Hire a full-time Head of AI at $250,000 to $400,000 loaded cost
2. Leave the governance gap open and hope nothing surfaces before the next exam cycle.

GemStack is the third option.

We arrive as a complete AI function, not a single hire. A Fractional Head of AI running the program. A structured decision cadence that keeps AI initiatives moving without consuming your leadership team's calendar. A governance infrastructure built specifically for SEC-registered firms, covering Form ADV disclosure, Books and Records compliance, vendor due diligence, and Regulation Best Interest obligations.

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