Gordon Asset Management, LLC Employee Directory

Investment ManagementNorth Carolina, United States11-50 Employees

Gordon Asset Management is an independent Registered Investment Advisory firm in the Research Triangle Park area. Gordon Asset Management operates as a holistic asset management company focused on three distinct areas of financial advice: Wealth Management for high net-worth and high-income individuals, Retirement Plan Consulting for businesses, and Exit Planning for owners of privately held businesses. We are a dedicated team of highly credentialed, financial professionals comprised of CERTIFIED FINANCIAL PLANNERs(TM) (CFP(R)), Certified Investment Management Analysts (CIMA(R)), and Accredited Investment Fiduciaries(R). A number of our professionals are also matriculating in various other credentialed programs such as CFA and CAIA. Joe Gordon also received the Accredited Investment Fiduciary Analyst (AIFA(R)) designation and is helping companies meet their regulatory burden of managing service provider fee disclosure under ERISA 408(b)(2). The firm has conducted over 40 assessments for 401(k) plan clients since the effective date of the service provider fee disclosure regulations, July 1st, 2012. The independent assessment is a written due diligence process resulting in a registered opinion letter issued by the Center for Fiduciary Excellence (www.CEFEX.org), and once affirmed by the Responsible Plan Fiduciary, a legal opinion is issued by the law firm, Drinker Biddle & Reath. The firm is a founding member firm of the National Association of Plan Advisors (www.NAPA.net). Investment advice provided by Gordon Asset Management, LLC, a registered investment advisor with the Securities and Exchange Commission. Representatives registered with and securities offered through Moloney Securities Co., Inc., a registered broker/dealer, and Member of the FINRA/SIPC/MSRB. Gordon Asset Management, LLC and Moloney Securities Co., Inc. are not affiliated.

Sign up for free to view info

Company overview Email format