Boutique RIA Independent wealth management practice with a small team (2-10 employees) suggesting a personalized, high-touch service model and potential interest in scalable technology, compliance solutions, and practice management support to enable growth.

Long Industry Tenure Founder has extensive experience since 1987, indicating credibility with affluent clients and potential for referrals, succession planning opportunities, and need for modern client onboarding, CRM, and practice automation to sustain growth.

Tech Stack Current use of cloud and web technologies (AWS, Google Analytics, Search Console, Maps) provides entry points for cybersecurity enhancements, data analytics, client portals, and digital marketing optimization to attract high-net-worth individuals.

Revenue Snapshot Annual revenue in the mid-range (1M–10M) with a small team implies opportunities in cost optimization, scalable advisory platforms, and outsourced service providers to support compliance, trading, and back-office operations.

Regulatory Channel Securities offered through Cambridge entities and dual registration as broker-dealer and adviser create opportunities to cross-sell technology, CRM, financial planning tooling, and regTech solutions tailored to hybrid advisory and brokerage models.