ICSGroup, LLC

Financial ServicesConnecticut, United States2-10 Employees

Founded in 2008, ICSGroup is an international compliance firm that provides outsourced regulatory compliance services to registered and unregistered investment advisors, including advisors to hedge funds, private equity funds and fund of funds. Our investment advisory clients typically range in size from $100M to $10B. Our clients depend on us to bring an industry perspective and to help them navigate the regulatory landscape. The development of policies, procedures and internal controls are the basic elements of an effective compliance program. Most important is the experience of a trusted partner.  

ICSGroup currently employs a team of 8 highly qualified compliance professionals, all with institutional level experience. We leverage our institutional level experience to help our clients build institutional quality compliance programs that withstand SEC scrutiny. In this highly regulatory environment, a regulatory misstep can have a devastating - if not fatal - impact on an investment advisor.  We position our clients to meet the expectations of SEC examiners and avoid regulatory infractions.  

We also understand that the ability to raise capital is paramount to a firm’s success. Our institutional experience enables us to develop compliance programs and assist in the due diligence process to position our clients to meet the expectations of institutional investors. Our clients are thereby able to increase investor confidence and maximize their opportunity for growth.

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