Joot Employee Directory
Financial ServicesOhio, United States2-10 Employees
Joot is a financial services firm based in Anderson, Ohio, that provides regulatory compliance services to SEC-registered investment advisers, private funds, and registered funds. It combines digital compliance tools with extensive regulatory experience to help clients meet requirements more efficiently and cost-effectively. Core offerings include support for RIA registration, conducting mock audits, and outsourced compliance leadership and related services. The goal is to allow chief compliance officers and investment firms to concentrate on delivering guidance within a safe and secure framework. In the financial services industry, Joot supplies regulatory compliance services for SEC-registered investment advisers and funds. In June 2022, Joot announced a partnership with EQ Risk Management Consulting to develop derivatives risk management programs that comply with the Derivatives Rule.