Assets and Growth AUM of approximately $565 million as of mid-2017 indicates a stable size with potential for upsell of advisory services, retirement planning, and expanded wealth management solutions to a similar client base.

Regulatory and Expertise Registered investment adviser with long-standing independence since 1975 suggests credibility and potential for expanding fiduciary services, institutional accounts, and bespoke portfolio management for high-net-worth clients.

Recent Activity Notable 2026 top Gun recognition and a new position in Invesco BulletShares 2031 ETF imply openness to strategic product diversification and opportunistic fixed-income or ETF advisory opportunities.

Tech Enablement Tech stack including AWS, WordPress, Shopify, and analytics tools indicates capacity for digital onboarding, client portals, and scalable digital marketing to attract new clients and streamline operations.

Market Positioning Mid-sized firm with 11-50 employees and revenue in the lower mid-range signals opportunities to partner with or pitch outsourced services, transition support, and scalable solutions that fit growing advisory practices.