KOR Trading Employee Directory

Financial ServicesDistrict of Columbia, United States0-1 Employees

KOR Trading is a financial services firm based in Washington, District of Columbia, focused on compliance consultancy for capital markets. The company reviews policies, procedures, and practices of financial services firms to address compliance and business risk, with a specialization in best execution, order routing, high-frequency trading, and back-office operational compliance. Its work helps clients navigate regulatory requirements and market structure changes, offering strategic and technical guidance for private litigation and regulator or prosecutor investigations, including preparation of key facts analysis and expert testimony. The client base includes institutional asset managers, pension plans, registered investment advisers, stock exchanges, alternative trading systems, proprietary trading firms, and U.S. government agencies. The firm operates in a highly complex trading environment and emphasizes staying current with market policy developments that may affect client operations.

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