Luxor Financial Group/Broker Dealer/Registered Investment Adviser Experts Employee Directory
Financial ServicesNew York, United States2-10 Employees
Luxor Financial Group specializes in forming and operating broker-dealer and registered investment adviser entities. It assists clients who want to acquire an existing broker-dealer or RIA or build one from the ground up, handling the regulatory and day-to-day operational tasks involved. Its services include new and continuing membership applications, expansion filings, regulatory inquiries, AML audits, AML procedures, pro-forma financials, financial operations principals, and the creation of Written Supervisory Procedures and business continuity plans. Based in Lawrence, New York, the firm is a small team serving the financial services sector. Its focus is on the formation, compliance, and day-to-day operations of broker-dealers and RIAs, with more information available at luxorbd.com.
1-888-653-2347 
support@leadiq.com 
