Independent Wealth Independent wealth management firm serving a regional area with personalized planning including asset management, estate, retirement, tax, and risk planning. Opportunity: cross-sell holistic financial planning services to high-net-worth individuals and families seeking integrated wealth management.

Tech Enabled Technology stack includes AWS, Google Cloud, Webflow, Netlify, and ASP.NET. Opportunity: position Mosaic as a modern, secure managed services capable partner for clients with digital-first wealth solutions and scalable online client experiences.

Boutique Scale Small team (2-10 employees) operating in Winston-Salem and surrounding areas. Opportunity: leverage multi-generational relationship selling and concierge service models to differentiate from larger firms; target local business owners and professionals who value personalized attention.

Revenue Range Reported revenue in the 10 to 25 million range with growth potential. Opportunity: propose scalable advisory solutions, fee-based planning enhancements, and asset management strategies to expand wallet share with existing clients and attract mid-market prospects.

Strategic Partnerships Authorized through LPL Financial offering a broad suite (planning, estate, retirement, tax, healthcare, Social Security, divorce planning). Opportunity: collaborate on joint marketing with LPL-affiliated advisors, expand referral networks, and offer integrated planning packages to firms seeking a trusted independence with access to broader product suites.