Patten Training & Review

Financial ServicesTexas, United States11-50 Employees

Patten Training & Review operates in the financial services sector, offering training and compliance solutions grounded in extensive industry practice. Its team has served as Principals and Chief Compliance Officers for numerous FINRA-registered broker-dealers, investment advisers, and municipal advisors, and it provides regulatory consulting to broker-dealers and investment advisers. Training options cover securities exam preparation and can be delivered in live classrooms, virtual formats, or online, reflecting more than three decades in the industry. 

Based in The Woodlands, Texas, the company serves clients across the United States with a relatively small-to-mid-sized team. In addition to training and regulatory guidance, Patten Training & Review created the FinOp Exchange, a forum for FinOps professionals to share ideas and seek peer answers.

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