Pension Service Associates Securities Corporation Employee Directory

Financial ServicesCalifornia, United States2-10 Employees

Pension Service Associates Securities Corporation (P.S.A.S.) is a California-registered broker-dealer in the financial services sector, established in 1992. It is based in Encino, California, operates with a small team led by a single principal, and maintains a minimal net capital requirement of $5,000. The firm is authorized to sell variable life or insurance products and annuities and to act as a mutual fund retailer, and its website lists its 401k related business interests and links.
The opportunity is presented as a sale by owner and involves roughly $4.5 million in mutual fund IRA rollover and SEP IRA assets tied to about 200 clients who have remained with the firm for 12 years or more. Accounts include funds from managers such as John Hancock, MFS, Putnam, Evergreen, BlackRock and Eaton Vance, and the accounts generate roughly $10,000 annually in 12b-1 fees; the asking price is $85,000.

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