Peter J. Berman, LTD. Employee Directory

Law PracticeIllinois, United States2-10 Employees

Peter J. Berman, LTD. is a law practice based in Chicago, Illinois, focused on regulatory matters related to futures, options, securities, derivatives, and insurance. The firm provides advisory services and represents clients in investigations, enforcement, and disciplinary proceedings involving federal and state agencies and self-regulatory organizations across the futures and securities landscape. Its clients seek guidance on compliance and enforcement risk from authorities such as the CFTC, SEC, and NFA, as well as major exchanges and state insurance departments. The practice leverages its founder’s experience as a former senior trial attorney with the CFTC’s Division of Enforcement to navigate complex regulatory matters. Located in downtown Chicago, the firm operates with a small professional team, aligning its offerings with individuals or entities facing regulatory scrutiny or needing counsel on regulatory compliance and related disputes.

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