Growing AUM Independent SEC-registered advisory with over 100 million in assets under management and a focused high net worth client base, presenting opportunities to cross-sell advanced planning, estate strategies, and bespoke investment solutions.

Private Firm Scale Small team (2-10 employees) operating under a fiduciary, independent model suggests openness to partnerships with larger tech-enabled platforms, outsourced support, and scalable back-office services to sustain growth.

Tech Stack Utilizes WordPress, cloud services, and SEO tools, indicating readiness for digital marketing expansion, content-led client acquisition, and enhanced client portal or digital onboarding enhancements.

Recent Investments Recent discretionary investments in Merck and Procter & Gamble highlight potential interest in broader strategic asset allocation discussions, especially for high-net-worth clients seeking diversified, income-focused equity exposure.

Revenue Signals Revenue in the 1–10 million range with a lean team suggests a need for scalable advisory technology, portfolio management solutions, and enhanced compliance or risk oversight services to support growth while maintaining fiduciary standards.