What departments does Regal Securities, Inc. have?

Regal Securities, Inc. has employees across 8 departments including Finance, Administrative, Education, Solutions Engineering, Support.

What is the largest department at Regal Securities, Inc.?

The largest department at Regal Securities, Inc. is Finance with 8 employees.

Where are Regal Securities, Inc. employees located globally?

Regal Securities, Inc. has employees across 2 continents and 2 countries including South Africa, United States Of America.

How has Regal Securities, Inc.'s team size changed over time?

Regal Securities, Inc.'s team has grown from approximately 30 to 32 employees based on available data.

Regal Securities, Inc. Employee Directory

Financial ServicesIllinois, United States51-200 Employees

Regal Securities, Inc. operates as an independent broker-dealer and wealth management firm within the financial services industry. Through its affiliate Regal Advisory Services, Inc., it provides brokerage and advisory solutions designed to help advisors grow their businesses and better serve clients. The company supports a flexible partnership model that avoids quotas, mandates, or grid compression and accommodates advisory, brokerage, and hybrid business arrangements. The firm is based in Glenview, Illinois.

Regal offers full-service custody, technology, and execution capabilities across major markets through Regal Advisory Services, Inc., serving Registered Representatives, Broker-Dealers, RIA firms, and Independent Investment Advisor Representatives. It emphasizes personalization and maintains a transition team to assist client onboarding and ongoing advisory needs.

Regal Securities, Inc. Global Highlights

North America
101

United States Of America
101

Africa
1

South Africa
1

Regal Securities, Inc.'s Leadership

A. B.
Chief Financial Officer
Mobile Phone
Email
C. J.
Vice President Investments
Mobile Phone
Email
A. M.
Co Founder
Mobile Phone
Email
C. L.
Senior Managing Director - Syndicate
Mobile Phone
Email
J. R.
Owner
Mobile Phone
Email
N. D.
Managing Director, Mergers & Acquisitions Group
Mobile Phone
Email
R. J.
Owner
Mobile Phone
Email
L. G.
Vice-President
Mobile Phone
Email

Regal Securities, Inc. Employee Metrics

100%

50%

0%

2026

2025

Banking
Business
Finance
Human Resources
Information Technology
Other
Consultant

Contact profiles from Regal Securities, Inc.

Name

Title

Contact

Location

Last Update

C. K.
Financial Advisor
Mobile Phone
Email
Oct 17, 2024
D. P.
Customer Service
Mobile Phone
Email
Oct 22, 2024
G. R.
Chapter Advisor
Mobile Phone
Email
Oct 21, 2024
M. M.
Registered Representative
Mobile Phone
Email
Oct 22, 2024
M. V.
Compliance Specialist
Mobile Phone
Email
Oct 22, 2024
N. D.
Co-Adventurer
Mobile Phone
Email
Oct 24, 2024
P. V.
Member
Mobile Phone
Email
Oct 22, 2024
R. M.
Insurance Agent
Mobile Phone
Email
Oct 16, 2024
S. A.
Legal Assistant
Mobile Phone
Email
Oct 17, 2024
S. L.
Consultant
Mobile Phone
Email
Oct 17, 2024

Frequently Asked Questions

What is Regal Securities, Inc. known for?

Regal Securities, Inc. was founded in 1977 and operates in the Financial Services industry. You can contact Regal Securities, Inc.'s main corporate office by phone at

+1-877-367-****

. Explore Regal Securities, Inc.'s company overview page for more information.

What is Regal Securities, Inc.'s most common email format?

Regal Securities, Inc. employees' email format typically follows the pattern of FLast@regalsecurities.com. Trying to find reliable and up-to-date employee contact data? Find more Regal Securities, Inc. email formats with LeadIQ.

How many employees does Regal Securities, Inc. have currently?

Regal Securities, Inc. has approximately 76 employees as of September 2026. These team members are located across 2 continents, including North America and Africa.

Who are Regal Securities, Inc.'s key employees and leadership?

As of September 2026, Regal Securities, Inc.'s key employees include:

Chief Financial Officer: A. B.
Vice President Investments: C. J.
Co Founder: A. M.
Senior Managing Director - Syndicate: C. L.
Owner: J. R.

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Regal Securities, Inc. Employee Directory

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