Regulatory Compliance Association Employee Directory

Financial ServicesNew York, United States11-50 Employees

The Regulatory Compliance Association (RCA) operates in the financial services industry and serves as a programmatic accreditation body for continuing compliance education. Based in New York, the organization provides graduate-level curricula and professional education aimed at compliance, asset management, and financial institution operations executives, with credential pathways such as Chartered Regulatory Analyst, Chartered Regulatory Counsel, and Certified Compliance Officers. RCA offers a broad suite of knowledge resources through multiple programs, including a university-style platform used by regulators and financial institutions, and a suite of accredited courses that cover thousands of topics and collectively exceed substantial hours of continuing professional education and professional ethics content. The association draws on a faculty of senior regulators and industry leaders to deliver practical, advanced training, supported by an academic team that assists learners throughout their studies. Target audiences include compliance officers, general counsel, chief operating officers, and other senior executives in asset management firms and related financial institutions seeking formal credentialing and enhanced regulatory knowledge.

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