RIA in a Box
Financial ServicesNew York, United States201-500 Employees
Comply RIA (formerly RIA in a Box) is the leading of compliance, cybersecurity, and operational software for wealth managers and investment organizations. More than 2,800 registered investment adviser (RIA) firms use the platform to increase compliance workflow efficiency and to automate regulatory requirements. Comply RIA is part of Comply's portfolio of solutions that address institutional and employee compliance for financial services organizations in the SMB, mid, and enterprise markets.