RIA in a Box Email Format

Financial ServicesNew York, United States11-50 Employees

RIA in a Box provides software focused on compliance, cybersecurity, and operational management for wealth managers and registered investment advisers. The platform helps firms streamline regulatory workflows and automate regulatory requirements. More than 2,800 registered investment adviser firms use the solution, and the company is headquartered in New York, New York as part of Comply's broader portfolio of financial services compliance offerings.

Within the financial services industry, it serves wealth management and investment organizations spanning small to large enterprise segments. In 2026, Comply Enterprise announced the launch of MCP Server, an agentic compliance platform, illustrating ongoing expansion of its compliance technology offerings.

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