Sabharwal, Globus & Lim LLP Employee Directory

Legal ServicesNew York, United States2-10 Employees

Sabharwal, Globus & Lim LLP is a small law firm based in West Nyack, New York, specializing in finance and regulatory matters within the legal services industry. The firm began by handling distressed debt transactions—bank debt, bankruptcy-related trade claims, and portfolios of consumer debt—along with financing those purchases, and it has since developed a private wall practice to help clients establish and maintain compliance structures with state and federal rules. More recently, it expanded its practice to include broker-dealer work, with a partner who advises on registering as broker-dealers and as registered investment advisers, as well as on organizational structuring. 

The firm also represents not-for-profit organizations in management and operations, and one partner is pursuing certification as a Certified Fraud Examiner to support fraud prevention across client institutions. The practice emphasizes staying current with regulatory changes and market nuances, and it maintains ongoing compliance communications after transactions to ensure clients remain aligned with evolving requirements. Located in Rockland County, the firm's location supports delivering services comparable to larger New York City firms while maintaining competitive fees.

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