Securities and Futures Commission Employee Directory

Financial ServicesHong Kong Island, Hong Kong501-1000 Employees

The Securities and Futures Commission (SFC) is a public regulator responsible for overseeing Hong Kong's securities and futures markets. It operates independently of the civil service and is funded mainly through levies on securities and futures transactions and license fees. Its core functions include licensing and supervising market intermediaries, enforcing industry-specific laws, monitoring market infrastructure and trading activities, and regulating listing and takeovers as well as investment products. By establishing a framework to support fair, orderly, and efficient markets, the SFC aims to protect investors and support the development of the industry for market participants in Hong Kong.

Based on Hong Kong Island at 18 Westlands Road, Quarry Bay, the organization sits within the financial services landscape as Hong Kong's primary market regulator. In March 2026, the SFC announced a Generative Artificial Intelligence Sandbox++ programme in collaboration with the Hong Kong Monetary Authority, Insurance Authority, Mandatory Provident Fund Schemes Authority, and Cyberport to explore AI applications in regulation and market operations.

Find Securities and Futures Commission employees' phone numbers or email addresses

Securities and Futures Commission Global Highlights

Location
Employees

Europe
9

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  • United Kingdom Of Great Britain And Northern Ireland
    5
  • France
    3
  • Belgium
    1

North America
9

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  • Canada
    6
  • United States Of America
    3

Asia
5

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  • India
    1
  • Mongolia
    1
  • China
    1
  • Malaysia
    1
  • Singapore
    1

Oceania
3

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  • Australia
    3

Africa
1

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  • Nigeria
    1

Securities and Futures Commission's Leadership

  • Stylized image of a person
    J. L.
    Chief Executive Officer
    Phone icon
  • Stylized image of a person
    P. Y.
    Commission Secretary And Chief Governance Officer
    Phone icon
  • Stylized image of a person
    S. L.
    Personal Assistant To CEO
    Phone icon
  • Stylized image of a person
    W. W.
    Chairman Of The Board
    Phone icon
  • Stylized image of a person
    E. T.
    Deputy Chief Counsel
    Phone icon
  • Stylized image of a person
    E. Y.
    Executive Director (intermediaries)
    Phone icon
  • Stylized image of a person
    M. D.
    Executive Director
    Phone icon
  • Stylized image of a person
    K. L.
    Director, Corporate Finance
    Phone icon

Securities and Futures Commission Employee Metrics

100%
50%
0%
2026
2025
  • Banking
  • Legal
  • Finance
  • Human Resources
  • Business
  • Other

Contact profiles from Securities and Futures Commission

Name
Title
Contact Info
Location
Last Update
  • Stylized image of a person
    J. L.
    Chief Executive Officer
    Phone icon
    Hong KongHong Kong
    Mar 25, 2026
  • Stylized image of a person
    P. Y.
    Commission Secretary And Chief Governance Officer
    Phone icon
    Hong KongHong Kong
    Nov 04, 2024
  • Stylized image of a person
    S. L.
    Personal Assistant To CEO
    Phone icon
    Hong KongHong Kong
    Sep 24, 2025
  • Stylized image of a person
    W. W.
    Chairman Of The Board
    Phone icon
    FRANCEPARIS
    Oct 31, 2023
  • Stylized image of a person
    E. T.
    Deputy Chief Counsel
    Phone icon
    Hong KongHong Kong
    Nov 14, 2025
  • Stylized image of a person
    E. Y.
    Executive Director (intermediaries)
    Phone icon
    Apr 17, 2026
  • Stylized image of a person
    M. D.
    Executive Director
    Phone icon
    Hong KongHong Kong
    Sep 24, 2025
  • Stylized image of a person
    K. L.
    Director, Corporate Finance
    Phone icon
    Hong KongHong Kong
    Dec 09, 2025
  • Stylized image of a person
    J. C. L.
    Non-Executive Director
    Phone icon
    Hong KongHong Kong
    Sep 24, 2025
  • Stylized image of a person
    M. T.
    Senior Director
    Phone icon
    Oct 25, 2025

Frequently Asked Questions

What is Securities and Futures Commission known for?

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Securities and Futures Commission operates in the Financial Services industry. The company's main headquarters is located in 18 Westlands Road Quarry Bay, Hong Kong Island Hong Kong; you can contact the main corporate office by phone at . Explore Securities and Futures Commission's company overview page for more information.

What is Securities and Futures Commission's most common email format?

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Securities and Futures Commission employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more Securities and Futures Commission email formats with LeadIQ.

How many employees does Securities and Futures Commission have currently?

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Securities and Futures Commission has approximately 686 employees as of May 2026. These team members are located across 5 continents, including EuropeNorth AmericaAsia.

Who are Securities and Futures Commission's key employees and leadership?

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As of May 2026, Securities and Futures Commission's key employees include:

  • Chief Executive Officer: J. L.
  • Commission Secretary And Chief Governance Officer: P. Y.
  • Personal Assistant To CEO: S. L.
  • Chairman Of The Board: W. W.
  • Deputy Chief Counsel: E. T.

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