Securities and Futures Commission

Securities and Futures Commission Employee Directory

Financial ServicesHong Kong501-1000 Employees

The Securities and Futures Commission (SFC) regulates the securities and futures markets in Hong Kong. Its responsibilities are to ensure that the markets operate fairly and efficiently, promote orderly development of the industry while protecting the interests of investors. 

The SFC is a public body operating independent of the civil service. It is funded mainly by levies investors pay for securities and futures transactions and also by fees from licensees. Its core functions involve the licensing and supervision of intermediaries, ensuring compliance of laws specific to the industry, supervising the markets (including the infrastructure and trading activities), overseeing listing and takeovers matters and regulating investment products.

Find Securities and Futures Commission employees' phone numbers or email addresses

Securities and Futures Commission Global Highlights

Location
Employees

North America
9

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  • Canada
    6
  • United States Of America
    3

Europe
8

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  • United Kingdom Of Great Britain And Northern Ireland
    5
  • France
    3

Asia
6

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  • Singapore
    2
  • China
    1
  • India
    1
  • Mongolia
    1
  • Malaysia
    1

Africa
2

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  • Nigeria
    2

Oceania
2

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  • Australia
    2

Securities and Futures Commission's Leadership

  • Stylized image of a person
    J. L.
    Chief Executive Officer
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    P. C.
    Head Of Data Analytics Group
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  • Stylized image of a person
    J. L.
    Deputy Cio
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    P. Y.
    Commission Secretary And Chief Governance Officer
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  • Stylized image of a person
    S. L.
    Personal Assistant To CEO
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    W. W.
    Chairman Of The Board
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    E. T.
    Deputy Chief Counsel
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    E. Y.
    Executive Director (intermediaries)
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Contact profiles from Securities and Futures Commission

Name
Title
Contact Info
Location
Last Update
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    J. C. L.
    Non-Executive Director
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    Hong KongHong Kong
    Sep 24, 2025
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    M. T.
    Senior Director
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    Oct 25, 2025
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    T. X. T.
    Non Executive Director
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    Hong KongHong Kong
    Oct 20, 2025
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    R. M.
    Senior Director, Enforcement
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    Hong KongHong Kong
    Sep 24, 2025
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    Y. L.
    Associate Director
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    Hong KongHong Kong
    Sep 24, 2025
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    J. L.
    Director
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    Hong KongHong Kong
    Oct 23, 2025
  • Stylized image of a person
    S. C.
    Associate Director
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    Hong KongHong Kong
    Sep 24, 2025
  • Stylized image of a person
    R. H.
    Associate Director
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    Hong KongHong Kong
    Oct 23, 2025
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    K. L.
    Senior Director
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    Hong KongHong Kong
    Sep 24, 2025
  • Stylized image of a person
    K. C.
    Associate Director
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    Hong KongHong Kong
    Sep 24, 2025

Frequently Asked Questions

What is Securities and Futures Commission known for?

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Securities and Futures Commission operates in the Financial Services industry. The company's main headquarters is located in 54/F, One Island East, 18 Westlands Road, Quarry Bay, HK; you can contact the main corporate office by phone at . Explore Securities and Futures Commission's company overview page for more information.

What is Securities and Futures Commission's most common email format?

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Securities and Futures Commission employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more Securities and Futures Commission email formats with LeadIQ.

How many employees does Securities and Futures Commission have currently?

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Securities and Futures Commission has approximately 667 employees as of October 2025. These team members are located across 5 continents, including North AmericaEuropeAsia.

Who are Securities and Futures Commission's key employees and leadership?

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As of October 2025, Securities and Futures Commission's key employees include:

  • Chief Executive Officer: J. L.
  • Head Of Data Analytics Group: P. C.
  • Deputy Cio: J. L.
  • Commission Secretary And Chief Governance Officer: P. Y.
  • Personal Assistant To CEO: S. L.

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