Insights

Niche Market Focus Securities Compliance Management specializes in compliance consulting for Broker/Dealers and Registered Investment Advisers, presenting an opportunity to offer tailored compliance automation solutions in a specialized financial services segment.

Technology Leadership The company's use of proprietary software, MasterSupervision, and automated document management tools highlights a strong emphasis on innovative compliance technology, ideal for upselling advanced automation solutions.

Growth Potential With annual revenue estimates between $10M and $25M and a small team of 2-10 employees, there is potential to expand their compliance technology infrastructure and scale their offerings for larger clients.

Competitive Positioning Operating alongside larger firms like AlphaSense and MCO, Securities Compliance Management presents opportunities for differentiation through personalized service and niche compliance expertise, appealing to similar smaller firms seeking flexible solutions.

Industry Trends The company's focus on automated compliance systems aligns with growing industry trends favoring digital transformation and risk mitigation, making them a receptive partner for innovative compliance software integrations.

Similar companies to Securities Compliance Management

Securities Compliance Management Tech Stack

Securities Compliance Management uses 8 technology products and services including Open Graph, Cloudflare, RSS, and more. Explore Securities Compliance Management's tech stack below.

Open Graph
Content Management System
Cloudflare
Content Management System
RSS
Content Management System
X-XSS-Protection
Security
Google Tag Manager
Tag Management
Apache HTTP Server
Web Servers
Apache
Web Servers
Nginx
Web Servers

Media & News

Securities Compliance Management's Email Address Formats

Securities Compliance Management uses at least 1 format(s):

Securities Compliance Management Email Formats	Example	Percentage
First.Last@mastercompliance.com	John.Doe@mastercompliance.com	58%
First@mastercompliance.com	John@mastercompliance.com	17%
Last@mastercompliance.com	Doe@mastercompliance.com	17%
FirstL@mastercompliance.com	JohnD@mastercompliance.com	8%

Frequently Asked Questions

Where is Securities Compliance Management's headquarters located?

Securities Compliance Management's main headquarters is located at 6445 Shiloh Road Suite d Alpharetta, Georgia 30005 United States. The company has employees across 1 continents, including North America.

What is Securities Compliance Management's phone number?

You can contact Securities Compliance Management's main corporate office by phone at

+1-404-841-****

. For more prospecting data, LeadIQ has access to up-to-date and accurate contact information within our platform. Find, capture, and sync contact data to your CRM and sales tools in one click.

What is Securities Compliance Management's official website and social media links?

Securities Compliance Management's official website is mastercompliance.com and has social profiles on LinkedIn.

What is Securities Compliance Management's NAICS code?

Securities Compliance Management's NAICS code is 52 - Finance and Insurance.

How many employees does Securities Compliance Management have currently?

As of March 2026, Securities Compliance Management has approximately 10 employees across 1 continents, including North America. Key team members include Owner: K. W.Owner: K. T.Director Of Consulting, Broker-Dealer/Ria Consulting: J. B.. Explore Securities Compliance Management's employee directory with LeadIQ.

What industry does Securities Compliance Management belong to?

Securities Compliance Management operates in the Financial Services industry.

What technology does Securities Compliance Management use?

Securities Compliance Management's tech stack includes Open GraphCloudflareRSSX-XSS-ProtectionGoogle Tag ManagerApache HTTP ServerApacheNginx.

What is Securities Compliance Management's email format?

Securities Compliance Management's email format typically follows the pattern of First.Last@mastercompliance.com. Find more Securities Compliance Management email formats with LeadIQ.

When was Securities Compliance Management founded?

Securities Compliance Management was founded in 2003.

Securities Compliance Management

Q: What technology does Securities Compliance Management use?

Securities Compliance Management's tech stack includes GoDaddy, Yoast SEO, HSTS, PHP, Apache HTTP Server.

Q: What is Securities Compliance Management's NAICS code?

Securities Compliance Management's NAICS code is 52 (Finance and Insurance).

Financial ServicesGeorgia, United States2-10 Employees

Securities Compliance Management is a consulting company focused compliance consulting for Broker/Dealers and Registered Investment Advisers. We pride ourselves with our risk based approach and utilization of automated compliance technologies. Our approach is unique in that we utilize proprietary software, MasterSupervision, to meet the requirements of your compliance program while significantly reducing your administrative time and resources. By applying automated supervision software and document management tools, appropriate checks and balances will effectively reduce your risk and increase performance. There is a way to creative blend compliance and technology to create the ideal compliance culture.

Company Overview

Headquarters: 6445 Shiloh Road Suite d Alpharetta, Georgia 30005 United States
Phone number: +1-404-841-****
Website: mastercompliance.com
NAICS Code: 52 - Finance and Insurance
Founded: 2003
Employees: 2-10