SII Investments logo

SII Investments Employee Directory

Financial ServicesWisconsin, United States51-200 Employees

SII Investments is a mid-sized financial services firm based in Appleton, Wisconsin. It operates within the independent broker-dealer network space, providing a platform for securities transactions and related services to financial professionals. In September 2017, the Massachusetts Securities Division filed an administrative complaint against SII Investments over the sale of REITs and the supervision of its representatives. Public records also reference a 2017 announcement regarding the sale of the business of its independent broker-dealer network to LPL Financial LLC. The company is positioned within the broader financial services landscape as part of a cohort of independent broker-dealer distributors serving advisors and their clients, with a regional footprint in the U.S. Midwest.

Find SII Investments employees' phone numbers or email addresses

SII Investments Global Highlights

Location
Employees

North America
113

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  • United States Of America
    113

Africa
2

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  • Côte D'ivoire
    2

Asia
2

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  • India
    1
  • Lao People's Democratic Republic
    1

SII Investments's Leadership

  • Stylized image of a person
    A. H.
    Vice President Relationship Management
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  • Stylized image of a person
    A. S.
    President
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  • Stylized image of a person
    P. W.
    President
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  • Stylized image of a person
    R. S.
    President
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  • Stylized image of a person
    E. D.
    Founder
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  • Stylized image of a person
    C. T.
    Vice President
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  • Stylized image of a person
    M. M.
    Vice President
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  • Stylized image of a person
    M. J.
    Vice President
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SII Investments Employee Metrics

100%
50%
0%
2026
2025
  • Banking
  • Community & Social Services
  • Finance
  • Business
  • Sales
  • Other

Contact profiles from SII Investments

Name
Title
Contact Info
Location
Last Update
  • Stylized image of a person
    A. S.
    President
    Phone icon
    Jun 08, 2026
  • Stylized image of a person
    E. D.
    Founder
    Phone icon
    Oct 17, 2024
  • Stylized image of a person
    P. W.
    President
    Phone icon
    Oct 24, 2024
  • Stylized image of a person
    R. S.
    President
    Phone icon
    Oct 23, 2024
  • Stylized image of a person
    A. H.
    Vice President Relationship Management
    Phone icon
    Oct 16, 2024
  • Stylized image of a person
    C. T.
    Vice President
    Phone icon
    Feb 20, 2025
  • Stylized image of a person
    M. M.
    Vice President
    Phone icon
    Oct 23, 2024
  • Stylized image of a person
    M. J.
    Vice President
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    Oct 21, 2024
  • Stylized image of a person
    P. W.
    Branch Manager
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    Oct 23, 2024
  • Stylized image of a person
    T. R.
    Office Manager
    Phone icon
    Oct 17, 2024

Frequently Asked Questions

What is SII Investments known for?

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SII Investments operates in the Financial Services industry; you can contact the main corporate office by phone at . Explore SII Investments's company overview page for more information.

What is SII Investments's most common email format?

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SII Investments employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more SII Investments email formats with LeadIQ.

How many employees does SII Investments have currently?

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SII Investments has approximately 64 employees as of July 2026. These team members are located across 3 continents, including North AmericaAfricaAsia.

Who are SII Investments's key employees and leadership?

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As of July 2026, SII Investments's key employees include:

  • Vice President Relationship Management: A. H.
  • President: A. S.
  • President: P. W.
  • President: R. S.
  • Founder: E. D.

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