Spectrum Asset Management, Inc. Employee Directory

Q: What is Spectrum Asset Management, Inc. known for?

Spectrum Asset Management, Inc. was founded in 1987. Spectrum Asset Management, Inc. operates in the Investment Management industry.

Q: Who are Spectrum Asset Management, Inc.'s key employees and leadership?

Spectrum Asset Management, Inc.'s key employees include: Executive Director And Chief Operating Officer: M. B., Chief Investment Officer: L. P. J., Chief Financial Officer: J. O., Vp And Cco: L. C..

Investment ManagementConnecticut, United States11-50 Employees

Spectrum Asset Management, Inc. was founded in 1987 to specialize in the management of diversified preferred security portfolios for institutional investors.  Spectrum is one of the largest money managers in the world specializing in the preferred and capital securities market.

Spectrum has been a wholly owned and independently run affiliate of Principal Global Investors, a member of the Principal Financial Group®, since 2001

Find Spectrum Asset Management, Inc. employees' phone numbers or email addresses

Spectrum Asset Management, Inc. Global Highlights

North America
50

United States Of America
50

Europe
2

Switzerland
1
United Kingdom Of Great Britain And Northern Ireland
1

Africa
1

South Africa
1

Asia
1

Saudi Arabia
1

Oceania
1

Australia
1

Spectrum Asset Management, Inc.'s Leadership

L. P. J.
Chief Investment Officer
Mobile Phone
Email
J. O.
Chief Financial Officer
Mobile Phone
Email
L. C.
Vp And Cco
Mobile Phone
Email
M. B.
Executive Director And Chief Operating Officer
Mobile Phone
Email
M. K.
Deputy Chief Investment Officer
Mobile Phone
Email
A. M.
Owner
Mobile Phone
Email
J. H.
Managing Director & Chief Compliance Officer
Mobile Phone
Email
D. R.
Partner
Mobile Phone
Email

Contact profiles from Spectrum Asset Management, Inc.

Name

Title

Contact Info

Location

Last Update

B. W. R.
Asst Controller
Mobile Phone
Email
United StatesTexas
Oct 17, 2024
J. S.
Controller
Mobile Phone
Email
United StatesConnecticut
Nov 10, 2025
J. L.
Controller
Mobile Phone
Email
United StatesNorth Carolina
Oct 17, 2024
S. Y.
Portfolio Manager
Mobile Phone
Email
United StatesConnecticut
Nov 10, 2025
M. N.
Principal And Senior Portfolio Manager
Mobile Phone
Email
UNITED STATES
Mar 07, 2023
N. D.
Compliance Manager
Mobile Phone
Email
United StatesConnecticut
Nov 10, 2025
A. P.
Admin Assistance Manager
Mobile Phone
Email
Saudi Arabia
Nov 10, 2025
E. M.
Admin Manager
Mobile Phone
Email
United StatesFlorida
Nov 10, 2025
V. C.
Esg Credit Analyst
Mobile Phone
Email
United StatesNew York
Nov 10, 2025
P. T.
Office Manger/Executive Assistant
Mobile Phone
Email
United StatesConnecticut
Nov 10, 2025

Frequently Asked Questions

What is Spectrum Asset Management, Inc. known for?

Spectrum Asset Management, Inc. was founded in 1987 operates in the Investment Management industry; you can contact the main corporate office by phone at

+1-203-322-****

. Explore Spectrum Asset Management, Inc.'s company overview page for more information.

What is Spectrum Asset Management, Inc.'s most common email format?

Spectrum Asset Management, Inc. employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more Spectrum Asset Management, Inc. email formats with LeadIQ.

How many employees does Spectrum Asset Management, Inc. have currently?

Spectrum Asset Management, Inc. has approximately 40 employees as of December 2025. These team members are located across 5 continents, including North AmericaEuropeAfrica.

Who are Spectrum Asset Management, Inc.'s key employees and leadership?

As of December 2025, Spectrum Asset Management, Inc.'s key employees include:

Chief Investment Officer: L. P. J.
Chief Financial Officer: J. O.
Vp And Cco: L. C.
Executive Director And Chief Operating Officer: M. B.
Deputy Chief Investment Officer: M. K.

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