Sutton Consulting Services Corp. Employee Directory

Financial ServicesNew York, United States2-10 Employees

Sutton Consulting Services Corp. operates in the financial services sector, offering customized compliance and operational guidance for broker-dealers and investment advisers. Founded in 2005 and based in New York City, the firm emphasizes a pragmatic approach to policy and process development that aligns regulatory requirements with a strong culture of compliance. Each consultant brings prior experience as chief compliance or operating officers, enabling practical navigation of today’s regulatory landscape for both emerging firms and established players. The company targets financial services clients seeking tailored solutions to meet complex regulatory standards while maintaining effective operations. With a small professional team, Sutton positions itself as a specialist advisory resource within a competitive compliance and risk management environment in the New York region.

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