Titan Regulation & Advisory

Financial ServicesIllinois, United States11-50 Employees

Titan Regulation & Advisory is a financial services consultancy that specializes in regulatory compliance for a broad range of financial firms. Its offerings focus on helping banks, state-licensed mortgage lenders, SEC-registered investment advisers, FINRA- and exchange-regulated broker-dealers, CTA/CPO firms, private equity firms, and venture capital organizations navigate regulatory requirements and maintain compliance programs. The firm serves a professional audience operating within complex, highly regulated environments and aims to reduce compliance risk by applying experienced oversight across multiple regulatory regimes. Based in Chicago with additional offices in San Francisco/Silicon Valley and a New York satellite location, the company positions itself as a regional player providing specialized regulatory guidance to financial services entities. Titan Regulation & Advisory operates within the financial services industry, emphasizing advisory services that address the governance, risk, and compliance needs of its clients.

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