U.S. Securities and Exchange Commission

U.S. Securities and Exchange Commission Employee Directory

Financial ServicesUnited States1001-5000 Employees

The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.

The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. 

In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes. 

The SEC's five main divisions are: 
• Corporation Finance
• Trading and Markets
• Investment Management
• Enforcement
• Risk and Economic Analysis

The SEC is looking for the brightest minds to solve difficult problems and help strengthen our team in order to better serve as the investor's advocate. 

We are currently seeking qualified applicants for numerous positions. Opportunities are located in the SEC's Washington, D.C. headquarters and in 11 regional offices in the United States.

Disclaimer: http://ow.ly/5hB230oHjhr

Find U.S. Securities and Exchange Commission employees' phone numbers or email addresses

U.S. Securities and Exchange Commission Global Highlights

Location
Employees

North America
4.1K

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  • United States Of America
    4.1K
  • Canada
    2

Asia
21

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  • United Arab Emirates
    3
  • Japan
    2
  • China
    2
  • India
    2
  • Philippines
    2
  • Thailand
    2
  • Iran
    1
  • Sri Lanka
    1
  • Turkey
    1
  • Bangladesh
    1
  • Brunei Darussalam
    1
  • Pakistan
    1
  • Singapore
    1
  • Malaysia
    1

Europe
21

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  • United Kingdom Of Great Britain And Northern Ireland
    18
  • Switzerland
    1
  • Italy
    1
  • Norway
    1

Africa
17

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  • Nigeria
    9
  • Morocco
    2
  • Ghana
    2
  • South Africa
    1
  • Egypt
    1
  • Zambia
    1
  • Tanzania
    1

South America
4

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  • Chile
    1
  • Brazil
    1
  • Venezuela
    1
  • Peru
    1

Oceania
1

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  • Australia
    1

U.S. Securities and Exchange Commission's Leadership

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    D. B.
    Chief Information Officer
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    A. G.
    Chief Data Officer
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    M. R.
    Chief Human Capital Officer
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    K. J.
    Chief Operating Officer
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    H. K.
    Chief Risk And Strategy Officer Of The Office Of Risk And Strategy, Division Of Examinations
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    C. K.
    Chief Financial Officer
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    D. T.
    Chief Learning Officer And Assistant Director, Human Resources
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    J. K.
    Chief Information Security Officer
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U.S. Securities and Exchange Commission Employee Metrics

100%
50%
0%
2025
2024
  • Legal
  • Accounting
  • Analytics
  • Finance
  • Program & Project Management
  • Other

Contact profiles from U.S. Securities and Exchange Commission

Name
Title
Contact Info
Location
Last Update
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    M. S.
    Chief Counsel Of The Crypto Task Force And Senior Advisor To The Chairman
    Phone icon
    United StatesDistrict of Columbia
    Sep 11, 2025
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    P. M.
    Chief Speechwriter And Communications Advisor To The Chairman
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    United StatesNew York
    Oct 23, 2025
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    R. S. H.
    Assistant Chief Risk Officer
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    United StatesVirginia
    Jul 19, 2025
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    S. R.
    Senior Adviser To The Chief Data Officer
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    United StatesDistrict of Columbia
    Jul 19, 2025
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    S. F.
    Branch Chief/Contracting Officer
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    Sep 10, 2025
  • Stylized image of a person
    K. P.
    Senior Advisor To The Chairman
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    United States
    Nov 11, 2025
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    T. D.
    Managing Executive (senior Officer), Office Of The Chief Operating Officer
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    United StatesDistrict of Columbia
    Oct 04, 2024
  • Stylized image of a person
    L. D. H.
    Business Manager, Office Of The Chief Operating Officer
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    United StatesDistrict of Columbia
    Sep 08, 2025
  • Stylized image of a person
    M. K.
    Senior Advisor To The Chief Risk Officer
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    Sep 09, 2025
  • Stylized image of a person
    Y. T.
    Deputy Chief Risk Officer
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    Apr 18, 2024

Frequently Asked Questions

What is U.S. Securities and Exchange Commission known for?

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U.S. Securities and Exchange Commission operates in the Financial Services industry. The company's main headquarters is located in 100 F Street, Washington, DC 20549, US; you can contact the main corporate office by phone at . Explore U.S. Securities and Exchange Commission's company overview page for more information.

What is U.S. Securities and Exchange Commission's most common email format?

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U.S. Securities and Exchange Commission employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more U.S. Securities and Exchange Commission email formats with LeadIQ.

How many employees does U.S. Securities and Exchange Commission have currently?

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U.S. Securities and Exchange Commission has approximately 4.7K employees as of October 2025. These team members are located across 6 continents, including North AmericaAsiaEurope.

Who are U.S. Securities and Exchange Commission's key employees and leadership?

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As of October 2025, U.S. Securities and Exchange Commission's key employees include:

  • Chief Information Officer: D. B.
  • Chief Data Officer: A. G.
  • Chief Human Capital Officer: M. R.
  • Chief Operating Officer: K. J.
  • Chief Risk And Strategy Officer Of The Office Of Risk And Strategy, Division Of Examinations: H. K.

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