WaterRock Global Asset Management, LLC.

Investment ManagementWashington, United States2-10 Employees

WaterRock Global Asset Management, LLC. is a registered investment advisor in WA, OR, CA, AZ, & FL. Advisor may only transact business in states it is registered or exempt from registration.

We specialize in investment management for gay couples, individuals who work for large companies, and business owners.

Individuals that work for large companies like Boeing, Microsoft, Amazon, etc.  Many have restricted stock grants or stock options, retirement plans (401k), and employee stock purchase plans.  Many other advisors don't know or don't care to learn how to take advantage of these plans.  At WaterRock we educate ourselves on your company's benefits plan.

Business owners make up the lion's share of our business.  Whether you are a wealth creator through deliberate planning or by necessity, we can help. 

Every advisory relationship begins with a conversation.  I look forward to your call.

History:
Established in 2009.

I began my financial advisory practice at Merrill Lynch in 2005.  After completing the training program I moved my practice to Morgan Stanley (eventually Morgan Stanley Smith Barney).  On April 1st 2011 I joined WaterRock Global Asset Management.  In November of 2014 I acquired the founder's interest in WaterRock Global Asset Management and became the Principal and Chief Investment Officer.

Below is a brief history of of my education and industry experience.  Thank you for considering WaterRock Global Asset Management LLC.

Educational Background:
BA Business Washington State University 2003
MBA Finance Washington State University 2004

Previous Employers:
Merrill Lynch Seattle 2005-2007
Morgan Stanley Seattle 2007-2011
WaterRock Global Asset Management LLC 2011-Current

Accreditation:
Chartered Retirement Planning Counselor (CRPC®)
Accredited Investment Fiduciary (AIF®)

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