Wellington Shields Employee Directory

Q: How many employees does Wellington Shields have currently?

Wellington Shields has approximately 63 employees.

Q: Who are Wellington Shields's key employees and leadership?

Wellington Shields's key employees include: Cco: S. P., Chief Operating Officer: E. M., Chief Financial Officer: P. C., Vice President - Compliance Officer: A. D., President: S. P..

Investment ManagementNew York, United States51-200 Employees

Wellington Shields is an independent wealth management firm with roots dating back to 1925. We are dedicated to delivering high-quality, objective investment advice to high net worth individuals and families, institutions, Trusts and estates, foundations and endowments. Wellington Shields’ elite group of professionals are from a variety of backgrounds and share one key characteristic: the clear ability to help people manage their wealth while providing world-class service.

Its mission and tradition is: 

To provide a relationship-oriented brokerage firm that is client-centric and not transaction-driven. 
To act as a fiduciary in representing our clients and as an agency advocate eliminating conflicts of interest. 
To deliver cost-effective qualitative investment solutions that seek to increase wealth, preserve capital and reduce taxes. 

Contact a Wellington Shields & Co. LLC advisor to see how we can help you.

Find Wellington Shields employees' phone numbers or email addresses

Wellington Shields Global Highlights

North America
105

United States Of America
105

Wellington Shields's Leadership

S. P.
Cco
Mobile Phone
Email
E. M.
Chief Operating Officer
Mobile Phone
Email
P. C.
Chief Financial Officer
Mobile Phone
Email
A. D.
Vice President - Compliance Officer
Mobile Phone
Email
S. P.
President
Mobile Phone
Email
T. G.
President
Mobile Phone
Email
C. M.
Senior Vice President Cco
Mobile Phone
Email
F. L.
Owner
Mobile Phone
Email

Wellington Shields Employee Metrics

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50%

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2026

2025

Banking
Finance
Entrepreneurship
Business
Community & Social Services
Other

Contact profiles from Wellington Shields

Name

Title

Contact Info

Location

Last Update

A. D.
Vice President - Compliance Officer
Mobile Phone
Email
United StatesNew York
Nov 17, 2025
J. F.
Vice President, Wealth Advisor
Mobile Phone
Email
United StatesNew York
Dec 02, 2025
V. P.
Vice President, Compliance Associate
Mobile Phone
Email
United StatesNew York
Feb 19, 2026
M. U.
Vice-President-Investments
Mobile Phone
Email
United StatesNew York
Nov 19, 2025
M. P. S.
Senior Vp
Mobile Phone
Email
United StatesNew York
Feb 19, 2026
D. G.
Sr. Vp
Mobile Phone
Email
United States
Nov 17, 2025
T. G.
Vice Chairman/ Wsc Capital Mgmt
Mobile Phone
Email
United StatesNew York
Jan 27, 2026
D. S.
Vice Chairman
Mobile Phone
Email
Jun 27, 2025
E. M.
Senior Vice President Head Trader
Mobile Phone
Email
Oct 22, 2024
J. A.
Vice President
Mobile Phone
Email
Oct 17, 2024

Frequently Asked Questions

What is Wellington Shields known for?

Wellington Shields operates in the Investment Management industry. The company's main headquarters is located in 60 Broad Street 39th Floor New York, New York United States. Explore Wellington Shields's company overview page for more information.

What is Wellington Shields's most common email format?

Wellington Shields employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more Wellington Shields email formats with LeadIQ.

How many employees does Wellington Shields have currently?

Wellington Shields has approximately 63 employees as of February 2026. These team members are located across 1 continents, including North America.

Who are Wellington Shields's key employees and leadership?

As of February 2026, Wellington Shields's key employees include:

Cco: S. P.
Chief Operating Officer: E. M.
Chief Financial Officer: P. C.
Vice President - Compliance Officer: A. D.
President: S. P.

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