Wellington Shields Employee Directory

Investment ManagementNew York, United States51-200 Employees

Wellington Shields is an independent wealth management firm with roots dating back to 1925. We are dedicated to delivering high-quality, objective investment advice to high net worth individuals and families, institutions, Trusts and estates, foundations and endowments. Wellington Shields’ elite group of professionals are from a variety of backgrounds and share one key characteristic: the clear ability to help people manage their wealth while providing world-class service.

Its mission and tradition is: 

To provide a relationship-oriented brokerage firm that is client-centric and not transaction-driven. 
To act as a fiduciary in representing our clients and as an agency advocate eliminating conflicts of interest. 
To deliver cost-effective qualitative investment solutions that seek to increase wealth, preserve capital and reduce taxes. 

Contact a Wellington Shields & Co. LLC advisor to see how we can help you.

Find Wellington Shields employees' phone numbers or email addresses

Wellington Shields Global Highlights

Location
Employees

North America
102

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  • United States Of America
    102

Wellington Shields's Leadership

  • Stylized image of a person
    S. P.
    Cco
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    E. M.
    Chief Operating Officer
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  • Stylized image of a person
    P. C.
    Chief Financial Officer
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  • Stylized image of a person
    A. D.
    Vice President - Compliance Officer
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  • Stylized image of a person
    S. P.
    President
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  • Stylized image of a person
    T. G.
    President
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    C. M.
    Senior Vice President Cco
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  • Stylized image of a person
    F. L.
    Owner
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Contact profiles from Wellington Shields

Name
Title
Contact Info
Location
Last Update
  • Stylized image of a person
    B. B.
    Senior V.P
    Phone icon
    UNITED STATES
    Oct 17, 2024
  • Stylized image of a person
    S. D.
    Principal
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    Oct 16, 2024
  • Stylized image of a person
    B. B.
    Client Services Representative
    Phone icon
    United StatesNew York
    Nov 17, 2025
  • Stylized image of a person
    J. C. B.
    Wealth Management Associate
    Phone icon
    United StatesNew York
    Nov 17, 2025
  • Stylized image of a person
    T. N.
    Institutional Equity Trader
    Phone icon
    United StatesNew York
    Nov 17, 2025
  • Stylized image of a person
    T. G.
    Wealth Advisor
    Phone icon
    United StatesMassachusetts
    Nov 17, 2025
  • Stylized image of a person
    M. L.
    Client Services Associate
    Phone icon
    United StatesNew York
    Oct 25, 2025
  • Stylized image of a person
    H. B.
    No Title
    Phone icon
    United StatesNew York
    Nov 17, 2025
  • Stylized image of a person
    M. H.
    Trader
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    United StatesNew Jersey
    Nov 14, 2025
  • Stylized image of a person
    E. P.
    Wealth Advisor
    Phone icon
    United StatesMassachusetts
    Nov 17, 2025

Frequently Asked Questions

What is Wellington Shields known for?

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Wellington Shields operates in the Investment Management industry. The company's main headquarters is located in 60 Broad Street, 39th Floor. Explore Wellington Shields's company overview page for more information.

What is Wellington Shields's most common email format?

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Wellington Shields employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more Wellington Shields email formats with LeadIQ.

How many employees does Wellington Shields have currently?

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Wellington Shields has approximately 67 employees as of December 2025. These team members are located across 1 continents, including North America.

Who are Wellington Shields's key employees and leadership?

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As of December 2025, Wellington Shields's key employees include:

  • Cco: S. P.
  • Chief Operating Officer: E. M.
  • Chief Financial Officer: P. C.
  • Vice President - Compliance Officer: A. D.
  • President: S. P.

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