Caldwell International Securities Corporation Employee Directory

Financial ServicesTexas, United States2-10 Employees

Caldwell International Securities Corporation is an independent broker-dealer operating in the financial services sector and regulated by FINRA and NFA. Headquartered in Fischer, Texas, the firm offers online order entry and trading across a wide array of products, including U.S. equities, equity options, U.S. mutual funds (online or direct), U.S. futures, foreign futures, and foreign exchange. Clients may also trade or purchase U.S. Treasuries, Agencies, CMOs, MBS, corporate and municipal securities, derivatives, foreign fixed income, foreign equities, and various annuities, with the firm providing Variable Life and Registered Investment Advisor services. 

The business model accommodates flexible scheduling for brokers and emphasizes competitive commission payouts. It conducts business across the United States and internationally, though public reports note a regulatory action in early 2017 that resulted in the firm being expelled from the industry.

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