Independent advisory Independent wealth management firm with a Seattle base and a focus on tailored financial planning and investment management, presenting opportunities to offer white-label or partner services to enhance client offerings.

Flexible engagement Multiple service models (planning only, advisory with assets under management, and hybrid) create sales opportunities to upsell or cross-sell based on client needs and preferences.

Regulatory framework Investment advisory services are provided through Regal Investment Advisors, LLC (SEC-registered); partnerships or referrals could leverage compliance-ready collaboration and shared due diligence processes.

Tech stack leverage Utilizes mainstream cloud and analytics tools (AWS, Google Analytics, Microsoft 365) which can be aligned with technology partners to enhance operations, security, and client experience.

Revenue scope Current revenue range suggests a small but scalable practice with potential for growth through add-on services, larger asset onboarding, or expanding footprint with affiliates or regional marketing partnerships.