FINRA

FINRA Employee Directory

Financial ServicesDistrict of Columbia, United States5001-10000 Employees

FINRA is dedicated to investor protection and market integrity. Our team of highly trained professionals are passionate about protecting investors and ensuring financial markets remain fair by writing and enforcing the critical rules and regulations that govern more than 3,300 firms and 610,000 brokers across the country. Our ultimate goal is to foster robust, but fair and orderly, markets in which America’s 90 million investors can feel confident.

With more than 4,200 employees nationwide, FINRA is committed to a diverse, high-performance workplace. We recognize that it’s the hard work, passion and dedication of our team that makes FINRA the strong, successful organization it is. That’s why we offer a competitive compensation, benefits and services package. 

And at FINRA, we offer more than just a job; we provide employees with the learning and educational tools needed to enhance their knowledge, talents and abilities—whether it’s an online course to enhance productivity or a seminar to maximize leadership skills. 

At FINRA, we believe your work can be your passion.

Find FINRA employees' phone numbers or email addresses

FINRA Global Highlights

Location
Employees

North America
8.9K

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  • United States Of America
    8.8K
  • Canada
    26
  • Mexico
    2
  • Trinidad And Tobago
    1

Asia
71

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  • India
    31
  • Indonesia
    8
  • Singapore
    4
  • Philippines
    4
  • Pakistan
    4
  • Turkey
    4
  • China
    3
  • Russian Federation
    2
  • United Arab Emirates
    2
  • Malaysia
    1
  • Israel
    1
  • Jordan
    1
  • Saudi Arabia
    1
  • Brunei Darussalam
    1
  • Kazakhstan
    1
  • Nepal
    1
  • Bangladesh
    1
  • Yemen
    1

Europe
68

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  • United Kingdom Of Great Britain And Northern Ireland
    33
  • Serbia
    5
  • Switzerland
    3
  • Italy
    3
  • Poland
    3
  • Netherlands
    3
  • Spain
    2
  • France
    2
  • Romania
    2
  • Germany
    2
  • Bosnia And Herzegovina
    1
  • Belgium
    1
  • Sweden
    1
  • Portugal
    1
  • Albania
    1
  • Ireland
    1
  • Ukraine
    1
  • Greece
    1
  • Bulgaria
    1
  • Latvia
    1

Africa
40

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  • Nigeria
    19
  • South Africa
    5
  • Ghana
    4
  • Kenya
    3
  • Botswana
    2
  • Niger
    1
  • Morocco
    1
  • Ethiopia
    1
  • Gambia
    1
  • Benin
    1
  • Libya
    1
  • Tunisia
    1

South America
10

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  • Brazil
    4
  • Argentina
    2
  • Uruguay
    1
  • Peru
    1
  • Colombia
    1
  • Bolivia
    1

Oceania
8

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  • Australia
    8

FINRA's Leadership

  • Stylized image of a person
    D. P.
    Chief Executive Officer And Principal
    Phone icon
  • Stylized image of a person
    E. P.
    Chief Information Security Officer (ciso)
    Phone icon
  • Stylized image of a person
    R. C.
    Chief Legal Officer
    Phone icon
  • Stylized image of a person
    A. P. L. S.
    Chief Diversity Officer
    Phone icon
  • Stylized image of a person
    T. K.
    Chief Technology Engineering Officer
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  • Stylized image of a person
    L. D.
    Chief Privacy Officer & Associate General Counsel
    Phone icon
  • Stylized image of a person
    D. C.
    Chief Operating Officer And Senior Vice President
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    E. S.
    Chief Of Staff To The Chro
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FINRA Employee Metrics

100%
50%
0%
2024
2023
  • Analytics
  • Engineering
  • Legal
  • Finance
  • Administrative
  • Other

Contact profiles from FINRA

Name
Title
Contact Info
Location
Last Update
  • Stylized image of a person
    S. R.
    Evp & Cio
    Phone icon
    United StatesIllinois
    Dec 12, 2024
  • Stylized image of a person
    R. L. W.
    Executive Vice President - Chief Human Resources Officer
    Phone icon
    United StatesMaryland
    Dec 13, 2024
  • Stylized image of a person
    R. W.
    Founder
    Phone icon
    United StatesMaryland
    Nov 28, 2024
  • Stylized image of a person
    E. P.
    Chief Information Security Officer (ciso)
    Phone icon
    Dec 13, 2024
  • Stylized image of a person
    R. C.
    Chief Legal Officer
    Phone icon
    United States
    Nov 29, 2024
  • Stylized image of a person
    A. P. L. S.
    Chief Diversity Officer
    Phone icon
    United StatesMaryland
    Nov 29, 2024
  • Stylized image of a person
    R. C.
    President And Ceo
    Phone icon
    United StatesDistrict of Columbia
    Dec 03, 2024
  • Stylized image of a person
    T. K.
    Chief Technology Engineering Officer
    Phone icon
    Dec 13, 2024
  • Stylized image of a person
    M. H.
    Founder And Principal
    Phone icon
    United StatesMassachusetts
    Oct 23, 2024
  • Stylized image of a person
    A. R.
    Cdo, Senior Vice President, Data Management And Governance Office
    Phone icon
    Dec 13, 2024

Frequently Asked Questions

What is FINRA known for?

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FINRA was founded in 2007 operates in the Financial Services industry. The company's main headquarters is located in 1735 K St NW Washington, District of Columbia US; you can contact the main corporate office by phone at . Explore FINRA's company overview page for more information.

What is FINRA's most common email format?

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FINRA employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more FINRA email formats with LeadIQ.

How many employees does FINRA have currently?

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FINRA has approximately 6.2K employees as of November 2024. These team members are located across 6 continents, including North AmericaAsiaEurope.

Who are FINRA's key employees and leadership?

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As of November 2024, FINRA's key employees include:

  • Chief Executive Officer And Principal: D. P.
  • Chief Information Security Officer (ciso): E. P.
  • Chief Legal Officer: R. C.
  • Chief Diversity Officer: A. P. L. S.
  • Chief Technology Engineering Officer: T. K.

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