What departments does FINRA have?

FINRA has employees across 6 departments including Human Resources, Information Security, Legal, Finance, Administrative.

What is the largest department at FINRA?

The largest department at FINRA is Legal with 7 employees.

Where are FINRA employees located globally?

FINRA has employees across 7 continents and 45 countries including South Africa, Nigeria, Egypt, Niger, Kenya.

How has FINRA's team size changed over time?

FINRA's team has decreased from approximately 7.4K to 4.4K employees based on available data.

Learn more at LeadIQ.com

FINRA Employee Directory

Q: Who are FINRA's key employees and leadership?

FINRA's key employees include: Executive Vice President - Chief Human Resources Officer: R. L. W., Chief Executive Officer: J. B., Chief Executive Officer: M. S., Chief Executive Officer: S. J., Chief Information Security Officer (ciso): E. P..

Financial ServicesDistrict of Columbia, United States5001-10000 Employees

FINRA, the self-regulator of broker-dealers, protects investors, promotes capital formation and safeguards the markets – all at no cost to American taxpayers.

Only the official, verified social media accounts for FINRA are authorized to represent FINRA’s views. Any opinions or statements expressed on other accounts do not reflect the views of the organization.

Find FINRA employees' phone numbers or email addresses

FINRA Global Highlights

North America
6.7K

United States Of America
6.7K
Canada
18
Costa Rica
1
Trinidad And Tobago
1
Mexico
1

Asia
46

India
27
Philippines
3
Indonesia
2
Singapore
2
United Arab Emirates
2
China
2
Pakistan
2
Bangladesh
1
Malaysia
1
Russian Federation
1
Brunei Darussalam
1
Nepal
1
Yemen
1

Europe
37

United Kingdom Of Great Britain And Northern Ireland
20
Germany
4
Poland
2
Serbia
2
Netherlands
2
Spain
1
Romania
1
Italy
1
Portugal
1
Ukraine
1
Bosnia And Herzegovina
1
Ireland
1

Africa
35

South Africa
21
Nigeria
8
Egypt
1
Niger
1
Kenya
1
Botswana
1
Ghana
1
Tunisia
1

South America
7

Argentina
2
Brazil
2
Uruguay
1
Peru
1
Colombia
1

Oceania
6

Australia
6

FINRA's Leadership

J. B.
Chief Executive Officer
Mobile Phone
Email
M. S.
Chief Executive Officer
Mobile Phone
Email
S. J.
Chief Executive Officer
Mobile Phone
Email
E. P.
Chief Information Security Officer (ciso)
Mobile Phone
Email
R. C.
Chief Legal Officer
Mobile Phone
Email
S. B.
Chief Data Officer
Mobile Phone
Email
E. M.
Chief Information Officer
Mobile Phone
Email
J. K.
Chief Technology Officer
Mobile Phone
Email

FINRA Employee Metrics

100%

50%

2026

2025

Analytics
Engineering
Legal
Finance
Administrative
Other
Product Management
Operations
Banking
Information Technology

Contact profiles from FINRA

Name

Title

Contact Info

Location

Last Update

P. H.
Senior Director Of Technology: Office Of The Chief Legal Officer
Mobile Phone
Email
United StatesVirginia
Apr 17, 2026
S. B.
Chief Data Officer
Mobile Phone
Email
United StatesMaryland
Apr 28, 2026
J. W.
Special Counsel To The Ceo
Mobile Phone
Email
United StatesDistrict of Columbia
Sep 10, 2025
P. O.
Office Of Cio
Mobile Phone
Email
United StatesNew Jersey
Apr 23, 2026
S. M. A.
National Securities Arbitration Panel Chairman
Mobile Phone
Email
United StatesMassachusetts
Aug 07, 2025
M. L. I.
Senior Executive Assistant To The Evp And Chief Human Resources Officer
Mobile Phone
Email
Jan 28, 2026
M. D.
Senior Vice President And Chief Hearing Officer, Office Of Hearing Officers (oho)
Mobile Phone
Email
United StatesMaryland
Mar 31, 2026
T. C.
Executive Assistant To Chief Technology Officer
Mobile Phone
Email
Apr 15, 2026
S. B.
Vp & Chief Administrative Officer
Mobile Phone
Email
United StatesDistrict of Columbia
Mar 31, 2026
K. M.
Executive Assistant - Office Of The Ceo
Mobile Phone
Email
United StatesDistrict of Columbia
Oct 25, 2025

Frequently Asked Questions

What is FINRA known for?

FINRA was founded in 2007 operates in the Financial Services industry. The company's main headquarters is located in 1700 k Street Northwest Washington, District of Columbia 20006 United States; you can contact the main corporate office by phone at

+1-301-590-****

. Explore FINRA's company overview page for more information.

What is FINRA's most common email format?

FINRA employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more FINRA email formats with LeadIQ.

How many employees does FINRA have currently?

FINRA has approximately 6.1K employees as of May 2026. These team members are located across 6 continents, including North AmericaAsiaEurope.

Who are FINRA's key employees and leadership?

As of May 2026, FINRA's key employees include:

Chief Executive Officer: J. B.
Chief Executive Officer: M. S.
Chief Executive Officer: S. J.
Chief Information Security Officer (ciso): E. P.
Chief Legal Officer: R. C.

Looking for contact data? Unlock accurate emails and phone numbers for your ideal prospects with LeadIQ.

Everything for prospecting,
in one platform.

What you can expect from LeadIQ:

B2B data verified in real-time
Sync data to your CRM, & add it to an outreach sequence in one click
Integrations with your tech stack for optimal efficiency
A patented AI cold email generator
Account & contact-level job change tracking

Ready to create more pipeline?

Get a demo and discover why thousands of SDR and Sales teams trust
LeadIQ to help them build pipeline confidently.