FINRA Employee Directory

Q: What is FINRA known for?

FINRA was founded in 2007. FINRA operates in the Financial Services industry.

Q: How many employees does FINRA have currently?

FINRA has approximately 6.1K employees.

Q: Who are FINRA's key employees and leadership?

FINRA's key employees include: Executive Vice President - Chief Human Resources Officer: R. L. W., Chief Executive Officer: J. B., Chief Executive Officer: M. S., Chief Executive Officer: S. J., Chief Information Security Officer (ciso): E. P..

Financial ServicesDistrict of Columbia, United States5001-10000 Employees

FINRA, the self-regulator of broker-dealers, protects investors, promotes capital formation and safeguards the markets – all at no cost to American taxpayers.

Only the official, verified social media accounts for FINRA are authorized to represent FINRA’s views. Any opinions or statements expressed on other accounts do not reflect the views of the organization.

Find FINRA employees' phone numbers or email addresses

FINRA Global Highlights

North America
6.7K

United States Of America
6.6K
Canada
16
Costa Rica
1
Trinidad And Tobago
1

Asia
44

India
25
Philippines
3
Indonesia
2
Singapore
2
United Arab Emirates
2
China
2
Pakistan
2
Bangladesh
1
Malaysia
1
Yemen
1
Russian Federation
1
Brunei Darussalam
1
Nepal
1

Africa
38

South Africa
24
Nigeria
7
Ghana
2
Botswana
1
Egypt
1
Niger
1
Kenya
1
Tunisia
1

Europe
37

United Kingdom Of Great Britain And Northern Ireland
20
Germany
4
Poland
2
Serbia
2
Netherlands
2
Spain
1
Romania
1
Italy
1
Portugal
1
Ukraine
1
Bosnia And Herzegovina
1
Ireland
1

South America
7

Argentina
2
Brazil
2
Uruguay
1
Colombia
1
Peru
1

Oceania
6

Australia
6

FINRA's Leadership

J. B.
Chief Executive Officer
Mobile Phone
Email
M. S.
Chief Executive Officer
Mobile Phone
Email
S. J.
Chief Executive Officer
Mobile Phone
Email
E. P.
Chief Information Security Officer (ciso)
Mobile Phone
Email
R. C.
Chief Legal Officer
Mobile Phone
Email
S. B.
Chief Data Officer
Mobile Phone
Email
L. D.
Chief Privacy Officer & Associate General Counsel
Mobile Phone
Email
E. M.
Chief Information Officer
Mobile Phone
Email

FINRA Employee Metrics

100%

50%

2026

2025

Analytics
Engineering
Legal
Finance
Administrative
Other
Product Management
Operations
Banking
Information Technology

Contact profiles from FINRA

Name

Title

Contact Info

Location

Last Update

R. L. W.
Executive Vice President - Chief Human Resources Officer
Mobile Phone
Email
United StatesMaryland
Mar 17, 2026
E. P.
Chief Information Security Officer (ciso)
Mobile Phone
Email
Mar 20, 2026
R. C.
Chief Legal Officer
Mobile Phone
Email
United StatesVirginia
Mar 24, 2026
R. C.
President And Ceo
Mobile Phone
Email
United StatesDistrict of Columbia
Sep 23, 2025
A. H.
Assistant General Counsel, Compliance, Office Of The Chief Legal Officer
Mobile Phone
Email
United StatesNew York
Oct 23, 2025
C. A.
People Partner
Mobile Phone
Email
United StatesMaryland
Oct 23, 2025
H. M.
Vice President & Deputy Chief Of Staff, Office Of The Chief Legal Officer
Mobile Phone
Email
United StatesMaryland
Mar 20, 2026
J. K.
Deputy Chief Financial And Administrative Officer
Mobile Phone
Email
Mar 24, 2026
N. M.
Svp, Cco & Counsel
Mobile Phone
Email
United StatesDistrict of Columbia
Dec 02, 2025
P. H.
Senior Director Of Technology: Office Of The Chief Legal Officer
Mobile Phone
Email
United StatesVirginia
Mar 24, 2026

Frequently Asked Questions

What is FINRA known for?

FINRA was founded in 2007 operates in the Financial Services industry. The company's main headquarters is located in 1700 k Street Northwest Washington, District of Columbia 20006 United States; you can contact the main corporate office by phone at

+1-301-590-****

. Explore FINRA's company overview page for more information.

What is FINRA's most common email format?

FINRA employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more FINRA email formats with LeadIQ.

How many employees does FINRA have currently?

FINRA has approximately 6.1K employees as of March 2026. These team members are located across 6 continents, including North AmericaAsiaAfrica.

Who are FINRA's key employees and leadership?

As of March 2026, FINRA's key employees include:

Chief Executive Officer: J. B.
Chief Executive Officer: M. S.
Chief Executive Officer: S. J.
Chief Information Security Officer (ciso): E. P.
Chief Legal Officer: R. C.

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