KMS Financial Services Inc logo

KMS Financial Services Inc Employee Directory

Financial ServicesWashington, United States51-200 Employees

KMS Financial Services, Inc. is a Seattle-based securities broker-dealer and registered investment adviser that has operated since 1971. It provides a compliance-oriented platform to support financial professionals as they serve clients' investment needs, aligning with FINRA, SEC, and state regulations. As an independently operated subsidiary of Advisor Group, Inc., it sits within a broad network of independent wealth-management firms and offers services through affiliated broker-dealers.

The company targets financial professionals who require a regulated platform to manage client portfolios; in 2021, the SEC sanctioned KMS for deficient cybersecurity practices. Based in Seattle, the firm is part of a mid-sized organization operating within Advisor Group's ecosystem of affiliated broker-dealers.

Find KMS Financial Services Inc employees' phone numbers or email addresses

KMS Financial Services Inc Global Highlights

Location
Employees

North America
111

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  • United States Of America
    111

Asia
5

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  • Turkey
    2
  • India
    1
  • Indonesia
    1
  • Malaysia
    1

Europe
4

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  • United Kingdom Of Great Britain And Northern Ireland
    3
  • Romania
    1

Africa
2

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  • South Africa
    1
  • Egypt
    1

KMS Financial Services Inc's Leadership

  • President & Radiation Safety Chief Clinical Office at KMS Financial Services Inc
    W. L.
    President & Radiation Safety Chief Clinical Office
  • Owner at KMS Financial Services Inc
    J. B.
    Owner
  • Owner at KMS Financial Services Inc
    R. L.
    Owner
  • Owner at KMS Financial Services Inc
    S. F.
    Owner
  • Vice President at KMS Financial Services Inc
    L. W.
    Vice President
  • Director at KMS Financial Services Inc
    B. P.
    Director
  • Marketing Manager at KMS Financial Services Inc
    K. M.
    Marketing Manager
  • Manager at KMS Financial Services Inc
    D. F.
    Manager

KMS Financial Services Inc Employee Metrics

100%
50%
0%
2026
2025
  • Banking
  • Community & Social Services
  • Legal
  • Business
  • Engineering
  • Other
  • Supply Chain

Contact profiles from KMS Financial Services Inc

Name
Title
Contact
Location
Last Update
  • Owner at KMS Financial Services Inc
    J. B.
    Owner
    Oct 22, 2024
  • Owner at KMS Financial Services Inc
    R. L.
    Owner
    Oct 16, 2024
  • Owner at KMS Financial Services Inc
    S. F.
    Owner
    Oct 17, 2024
  • President & Radiation Safety Chief Clinical Office at KMS Financial Services Inc
    W. L.
    President & Radiation Safety Chief Clinical Office
    Jun 27, 2025
  • Vice President at KMS Financial Services Inc
    L. W.
    Vice President
    Oct 17, 2024
  • Director at KMS Financial Services Inc
    B. P.
    Director
    India, NCT
    Sep 07, 2026
  • Marketing Manager at KMS Financial Services Inc
    K. M.
    Marketing Manager
    Oct 23, 2024
  • Manager at KMS Financial Services Inc
    D. F.
    Manager
    South Africa, Northern Cape
    Sep 17, 2026
  • Senior Help Desk Specialist at KMS Financial Services Inc
    R. M.
    Senior Help Desk Specialist
    Oct 23, 2024
  • Advisory Compliance Officer at KMS Financial Services Inc
    B. W.
    Advisory Compliance Officer
    Oct 21, 2024

Frequently Asked Questions

What is KMS Financial Services Inc known for?

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KMS Financial Services Inc operates in the Financial Services industry. You can contact KMS Financial Services Inc's main corporate office by phone at . Explore KMS Financial Services Inc's company overview page for more information.

What is KMS Financial Services Inc's most common email format?

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KMS Financial Services Inc employees' email format typically follows the pattern of Last@kms.com. Trying to find reliable and up-to-date employee contact data? Find more KMS Financial Services Inc email formats with LeadIQ.

How many employees does KMS Financial Services Inc have currently?

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KMS Financial Services Inc has approximately 105 employees as of July 2026. These team members are located across 4 continents, including North America, Asia and Europe.

Who are KMS Financial Services Inc's key employees and leadership?

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As of July 2026, KMS Financial Services Inc's key employees include:

  • President & Radiation Safety Chief Clinical Office: W. L.
  • Owner: J. B.
  • Owner: R. L.
  • Owner: S. F.
  • Vice President: L. W.

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