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KMS Financial Services Inc Employee Directory

Financial ServicesWashington, United States51-200 Employees

KMS Financial Services, Inc. is a Seattle-based securities broker-dealer and registered investment adviser that has operated since 1971. It provides a compliance-oriented platform to support financial professionals as they serve clients' investment needs, aligning with FINRA, SEC, and state regulations. As an independently operated subsidiary of Advisor Group, Inc., it sits within a broad network of independent wealth-management firms and offers services through affiliated broker-dealers.

The company targets financial professionals who require a regulated platform to manage client portfolios; in 2021, the SEC sanctioned KMS for deficient cybersecurity practices. Based in Seattle, the firm is part of a mid-sized organization operating within Advisor Group's ecosystem of affiliated broker-dealers.

Find KMS Financial Services Inc employees' phone numbers or email addresses

KMS Financial Services Inc Global Highlights

Location
Employees

North America
111

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  • United States Of America
    111

Asia
5

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  • Turkey
    2
  • India
    1
  • Indonesia
    1
  • Malaysia
    1

Europe
4

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  • United Kingdom Of Great Britain And Northern Ireland
    3
  • Romania
    1

Africa
2

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  • South Africa
    1
  • Egypt
    1

KMS Financial Services Inc's Leadership

  • President & Radiation Safety Chief Clinical Office at KMS Financial Services Inc
    W. L.
    President & Radiation Safety Chief Clinical Office
    Mobile Phone
  • Owner at KMS Financial Services Inc
    J. B.
    Owner
    Mobile Phone
  • Owner at KMS Financial Services Inc
    R. L.
    Owner
    Mobile Phone
  • Owner at KMS Financial Services Inc
    S. F.
    Owner
    Mobile Phone
  • Vice President at KMS Financial Services Inc
    L. W.
    Vice President
    Mobile Phone
  • Director at KMS Financial Services Inc
    B. P.
    Director
    Mobile Phone
  • Marketing Manager at KMS Financial Services Inc
    K. M.
    Marketing Manager
    Mobile Phone
  • Manager at KMS Financial Services Inc
    D. F.
    Manager
    Mobile Phone

KMS Financial Services Inc Employee Metrics

100%
50%
0%
2026
2025
  • Banking
  • Community & Social Services
  • Legal
  • Business
  • Engineering
  • Other
  • Supply Chain

Contact profiles from KMS Financial Services Inc

Name
Title
Contact
Location
Last Update
  • Cyber Security Network Engineer at KMS Financial Services Inc
    D. B.
    Cyber Security Network Engineer
    Mobile Phone
    Oct 17, 2024
  • Registered Representative at KMS Financial Services Inc
    J. D.
    Registered Representative
    Mobile Phone
    Oct 18, 2024
  • Treasurer at KMS Financial Services Inc
    K. B.
    Treasurer
    Mobile Phone
    Oct 23, 2024
  • Accounting Assistant at KMS Financial Services Inc
    L. S.
    Accounting Assistant
    Mobile Phone
    Jul 09, 2024
  • Insurance Agent at KMS Financial Services Inc
    O. S.
    Insurance Agent
    Mobile Phone
    Oct 17, 2024
  • Investment Advisory Representative at KMS Financial Services Inc
    P. G.
    Investment Advisory Representative
    Mobile Phone
    Oct 22, 2024
  • Information Technology And Software Installer at KMS Financial Services Inc
    S. R.
    Information Technology And Software Installer
    Mobile Phone
    Oct 16, 2024
  • Financial Advisor at KMS Financial Services Inc
    M. S.
    Financial Advisor
    Mobile Phone
    Romania
    Aug 28, 2026

Frequently Asked Questions

What is KMS Financial Services Inc known for?

Minus sign iconPlus sign iconKMS Financial Services Inc operates in the Financial Services industry. You can contact KMS Financial Services Inc's main corporate office by phone at
+1-206-441-****
. Explore KMS Financial Services Inc's company overview page for more information.

What is KMS Financial Services Inc's most common email format?

Minus sign iconPlus sign iconKMS Financial Services Inc employees' email format typically follows the pattern of Last@kms.com. Trying to find reliable and up-to-date employee contact data? Find more KMS Financial Services Inc email formats with LeadIQ.

How many employees does KMS Financial Services Inc have currently?

Minus sign iconPlus sign iconKMS Financial Services Inc has approximately 105 employees as of July 2026. These team members are located across 4 continents, including North America, Asia and Europe.

Who are KMS Financial Services Inc's key employees and leadership?

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As of July 2026, KMS Financial Services Inc's key employees include:

  • President & Radiation Safety Chief Clinical Office: W. L.
  • Owner: J. B.
  • Owner: R. L.
  • Owner: S. F.
  • Vice President: L. W.

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