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KMS Financial Services Inc Employee Directory

Financial ServicesWashington, United States51-200 Employees

KMS Financial Services, Inc. is a Seattle-based securities broker-dealer and registered investment adviser that has operated since 1971. It provides a compliance-oriented platform to support financial professionals as they serve clients' investment needs, aligning with FINRA, SEC, and state regulations. As an independently operated subsidiary of Advisor Group, Inc., it sits within a broad network of independent wealth-management firms and offers services through affiliated broker-dealers.

The company targets financial professionals who require a regulated platform to manage client portfolios; in 2021, the SEC sanctioned KMS for deficient cybersecurity practices. Based in Seattle, the firm is part of a mid-sized organization operating within Advisor Group's ecosystem of affiliated broker-dealers.

Find KMS Financial Services Inc employees' phone numbers or email addresses

KMS Financial Services Inc Global Highlights

Location
Employees

North America
99

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  • United States Of America
    99

Europe
2

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  • Romania
    1
  • United Kingdom Of Great Britain And Northern Ireland
    1

Africa
1

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  • Egypt
    1

Asia
1

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  • Iran
    1

South America
1

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  • Peru
    1

KMS Financial Services Inc's Leadership

  • Stylized image of a person
    D. C.
    Chief Executive Officer
    Phone icon
    Mobile Phone
  • Stylized image of a person
    W. L.
    President & Radiation Safety Chief Clinical Office
    Phone icon
    Mobile Phone
  • Stylized image of a person
    B. F.
    Owner President Chief Executive Officer
    Phone icon
    Mobile Phone
  • Stylized image of a person
    J. B.
    Owner
    Phone icon
    Mobile Phone
  • Stylized image of a person
    R. L.
    Owner
    Phone icon
    Mobile Phone
  • Stylized image of a person
    S. F.
    Owner
    Phone icon
    Mobile Phone
  • Stylized image of a person
    L. W.
    Vice President
    Phone icon
    Mobile Phone
  • Stylized image of a person
    D. L.
    Office Manager
    Phone icon
    Mobile Phone

KMS Financial Services Inc Employee Metrics

100%
50%
0%
2026
2025
  • Banking
  • Community & Social Services
  • Legal
  • Business
  • Engineering
  • Other
  • Supply Chain
  • Accounting

Contact profiles from KMS Financial Services Inc

Name
Title
Contact Info
Location
Last Update
  • Stylized image of a person
    R. M.
    Senior Help Desk Specialist
    Phone icon
    Mobile Phone
    Oct 23, 2024
  • Stylized image of a person
    M. S.
    Sr. Compliance Officer / Erisa
    Phone icon
    Mobile Phone
    United States
    May 31, 2026
  • Stylized image of a person
    M. S.
    Investment Advisory Representative & Rr
    Phone icon
    Mobile Phone
    United StatesOregon
    Oct 18, 2025
  • Stylized image of a person
    B. S.
    Financial Advisor
    Phone icon
    Mobile Phone
    United States
    Aug 05, 2024
  • Stylized image of a person
    B. C. F.
    Registered Representative
    Phone icon
    Mobile Phone
    United StatesOregon
    Oct 22, 2024
  • Stylized image of a person
    B. W.
    Advisory Compliance Officer
    Phone icon
    Mobile Phone
    Oct 21, 2024
  • Stylized image of a person
    C. M.
    Executive Assistant
    Phone icon
    Mobile Phone
    Oct 16, 2024
  • Stylized image of a person
    D. B.
    Cyber Security Network Engineer
    Phone icon
    Mobile Phone
    Oct 17, 2024
  • Stylized image of a person
    J. D.
    Registered Representative
    Phone icon
    Mobile Phone
    Oct 18, 2024
  • Stylized image of a person
    K. B.
    Treasurer
    Phone icon
    Mobile Phone
    Oct 23, 2024

Frequently Asked Questions

What is KMS Financial Services Inc known for?

Minus sign iconPlus sign iconKMS Financial Services Inc operates in the Financial Services industry. The company's main headquarters is located in 2001 Sixth Avenue Suite 2801 Seattle, Washington 98121 United States; you can contact the main corporate office by phone at
+1-206-441-****
. Explore KMS Financial Services Inc's company overview page for more information.

What is KMS Financial Services Inc's most common email format?

Minus sign iconPlus sign iconKMS Financial Services Inc employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more KMS Financial Services Inc email formats with LeadIQ.

How many employees does KMS Financial Services Inc have currently?

Minus sign iconPlus sign iconKMS Financial Services Inc has approximately 105 employees as of February 2026. These team members are located across 5 continents, including North AmericaEuropeAfrica.

Who are KMS Financial Services Inc's key employees and leadership?

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As of February 2026, KMS Financial Services Inc's key employees include:

  • Chief Executive Officer: D. C.
  • President & Radiation Safety Chief Clinical Office: W. L.
  • Owner President Chief Executive Officer: B. F.
  • Owner: J. B.
  • Owner: R. L.

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