Mutual Group

Financial ServicesCalifornia, United States51-200 Employees

Mutual Group is a financial services firm that supports registered investment advisers and hybrid advisory models by providing brokerage, compliance, technology, and operations services tailored to advisers. The company delivers these services through two affiliated entities—Mutual Advisors, LLC, a SEC-registered investment adviser, and Mutual Securities, Inc., a FINRA/SIPC-member broker-dealer—creating a coordinated platform for advisory programs. With more than four decades of experience, Mutual Group focuses on helping advisory practices navigate brokerage, compliance, and back-office operations.

Based in Camarillo, California, the firm traces its origins to Mutual Securities, Inc. and has since expanded to include Mutual Advisors, forming the current group of affiliated companies. Its client base comprises RIAs and hybrid advisory models seeking integrated support for investment advisory and securities activities. In October 2024, Mutual Securities, Inc. appointed a new general counsel and chief compliance officer, marking a governance enhancement within the organization.

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