Mutual Securities, Inc. Member FINRA, SIPC Employee Directory

Financial ServicesCalifornia, United States51-200 Employees

Mutual was created to address a need through collaborative and authentic service. First as Mutual Securities, Inc., then adding Mutual Advisors, and today as Mutual Group – we have evolved to serve RIA’s, Hybrids and everything in between. With over 40 years’ experience, we have deep expertise in brokerage, compliance, technology, and operations for advisors. Entrepreneurial to the core, we’re no-nonsense innovators with a nimble start-up approach. No egos, just results.

Investment advisory services offered through Mutual Advisors, LLC, a SEC registered investment adviser.  Securities offered through Mutual Securities, Inc., member FINRA/SIPC.  Mutual Advisors, LLC and Mutual Securities, Inc. (collectively “Mutual Group”) are affiliated companies.

Find Mutual Securities, Inc. Member FINRA, SIPC employees' phone numbers or email addresses

Mutual Securities, Inc. Member FINRA, SIPC Global Highlights

North America
113

United States Of America
113

Asia
2

Bangladesh
2

Mutual Securities, Inc. Member FINRA, SIPC's Leadership

J. S.
Chief Executive Officer
Mobile Phone
Email
D. C.
Chief Operating Officer
Mobile Phone
Email
K. C.
Chief Compliance Officer
Mobile Phone
Email
T. J. K.
Vice President Of Client Solutions
Mobile Phone
Email
J. C.
President
Mobile Phone
Email
R. L.
Head Of Relationship Management
Mobile Phone
Email
T. C.
Executive Vice President, Integrator
Mobile Phone
Email
C. K.
Vice President, Service & Operations
Mobile Phone
Email

Contact profiles from Mutual Securities, Inc. Member FINRA, SIPC

Name

Title

Contact Info

Location

Last Update

D. C.
Chief Operating Officer
Mobile Phone
Email
United StatesNebraska
Nov 24, 2025
J. S.
Chief Executive Officer
Mobile Phone
Email
Oct 17, 2024
J. C.
President
Mobile Phone
Email
Oct 22, 2024
K. C.
Chief Compliance Officer
Mobile Phone
Email
Oct 23, 2024
T. C.
Executive Vice President, Integrator
Mobile Phone
Email
United StatesKansas
Nov 11, 2025
C. K.
Vice President, Service & Operations
Mobile Phone
Email
Nov 11, 2025
B. L.
Vice President, Growth And Development
Mobile Phone
Email
United StatesNebraska
Nov 12, 2025
R. L.
Head Of Relationship Management
Mobile Phone
Email
Nov 11, 2025
T. J. K.
Vice President Of Client Solutions
Mobile Phone
Email
United StatesArkansas
Nov 11, 2025
C. T.
Vice President, Service And Operations
Mobile Phone
Email
United StatesTexas
Nov 11, 2025

Frequently Asked Questions

What is Mutual Securities, Inc. Member FINRA, SIPC known for?

Mutual Securities, Inc. Member FINRA, SIPC was founded in 1982 operates in the Financial Services industry; you can contact the main corporate office by phone at

+1-805-764-****

. Explore Mutual Securities, Inc. Member FINRA, SIPC's company overview page for more information.

What is Mutual Securities, Inc. Member FINRA, SIPC's most common email format?

Mutual Securities, Inc. Member FINRA, SIPC employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more Mutual Securities, Inc. Member FINRA, SIPC email formats with LeadIQ.

How many employees does Mutual Securities, Inc. Member FINRA, SIPC have currently?

Mutual Securities, Inc. Member FINRA, SIPC has approximately 78 employees as of December 2025. These team members are located across 2 continents, including North AmericaAsia.

Who are Mutual Securities, Inc. Member FINRA, SIPC's key employees and leadership?

As of December 2025, Mutual Securities, Inc. Member FINRA, SIPC's key employees include:

Chief Executive Officer: J. S.
Chief Operating Officer: D. C.
Chief Compliance Officer: K. C.
Vice President Of Client Solutions: T. J. K.
President: J. C.

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