Mutual Securities, Inc. Member FINRA, SIPC Employee Directory

Financial ServicesCalifornia, United States51-200 Employees

Mutual was created to address a need through collaborative and authentic service. First as Mutual Securities, Inc., then adding Mutual Advisors, and today as Mutual Group – we have evolved to serve RIA’s, Hybrids and everything in between. With over 40 years’ experience, we have deep expertise in brokerage, compliance, technology, and operations for advisors. Entrepreneurial to the core, we’re no-nonsense innovators with a nimble start-up approach. No egos, just results.

Investment advisory services offered through Mutual Advisors, LLC, a SEC registered investment adviser.  Securities offered through Mutual Securities, Inc., member FINRA/SIPC.  Mutual Advisors, LLC and Mutual Securities, Inc. (collectively “Mutual Group”) are affiliated companies.

Find Mutual Securities, Inc. Member FINRA, SIPC employees' phone numbers or email addresses

Mutual Securities, Inc. Member FINRA, SIPC Global Highlights

Location
Employees

North America
112

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  • United States Of America
    112

Asia
2

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  • Bangladesh
    1
  • Pakistan
    1

Mutual Securities, Inc. Member FINRA, SIPC's Leadership

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    J. S.
    Chief Executive Officer
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    D. C.
    Chief Operating Officer
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    K. C.
    Chief Compliance Officer
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    T. J. K.
    Vice President Of Client Solutions
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    J. C.
    President
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    R. L.
    Head Of Relationship Management
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    T. C.
    Executive Vice President, Integrator
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    C. K.
    Vice President, Relationship Management
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Mutual Securities, Inc. Member FINRA, SIPC Employee Metrics

100%
50%
0%
2026
2025
  • Banking
  • Business
  • Finance
  • Legal
  • Support
  • Other

Contact profiles from Mutual Securities, Inc. Member FINRA, SIPC

Name
Title
Contact Info
Location
Last Update
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    R. D.
    Customer Service Specialist
    Phone icon
    United StatesNebraska
    Oct 19, 2025
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    P. J.
    Advisor Marketing Specialist
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    United StatesArkansas
    Mar 20, 2026
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    R. D.
    Financial Advisor
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    United StatesFlorida
    Apr 15, 2026
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    D. M.
    Marketing And Communications
    Phone icon
    United StatesNebraska
    Mar 20, 2026
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    H. W.
    Client Service Specialist
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    United StatesTexas
    Mar 24, 2026
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    H. M.
    Administrative Assistant
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    United States
    Apr 14, 2026
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    N. Y.
    Compliance Officer
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    United StatesNebraska
    Apr 15, 2026
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    B. M.
    Transition Specialist
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    United States
    Nov 10, 2025
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    A. R.
    Client Service Specialist
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    United States
    Apr 16, 2026
  • Stylized image of a person
    C. I.
    Registered Representative
    Phone icon
    United StatesTexas
    Aug 10, 2025

Frequently Asked Questions

What is Mutual Securities, Inc. Member FINRA, SIPC known for?

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Mutual Securities, Inc. Member FINRA, SIPC was founded in 1982 operates in the Financial Services industry. The company's main headquarters is located in 807-a Camarillo Springs Road Camarillo, California 93012 United States; you can contact the main corporate office by phone at . Explore Mutual Securities, Inc. Member FINRA, SIPC's company overview page for more information.

What is Mutual Securities, Inc. Member FINRA, SIPC's most common email format?

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Mutual Securities, Inc. Member FINRA, SIPC employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more Mutual Securities, Inc. Member FINRA, SIPC email formats with LeadIQ.

How many employees does Mutual Securities, Inc. Member FINRA, SIPC have currently?

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Mutual Securities, Inc. Member FINRA, SIPC has approximately 83 employees as of April 2026. These team members are located across 2 continents, including North AmericaAsia.

Who are Mutual Securities, Inc. Member FINRA, SIPC's key employees and leadership?

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As of April 2026, Mutual Securities, Inc. Member FINRA, SIPC's key employees include:

  • Chief Executive Officer: J. S.
  • Chief Operating Officer: D. C.
  • Chief Compliance Officer: K. C.
  • Vice President Of Client Solutions: T. J. K.
  • President: J. C.

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