Mutual Securities, Inc. Member FINRA, SIPC Employee Directory

Financial ServicesCalifornia, United States51-200 Employees

Mutual was created to address a need through collaborative and authentic service. First as Mutual Securities, Inc., then adding Mutual Advisors, and today as Mutual Group – we have evolved to serve RIA’s, Hybrids and everything in between. With over 40 years’ experience, we have deep expertise in brokerage, compliance, technology, and operations for advisors. Entrepreneurial to the core, we’re no-nonsense innovators with a nimble start-up approach. No egos, just results.

Investment advisory services offered through Mutual Advisors, LLC, a SEC registered investment adviser.  Securities offered through Mutual Securities, Inc., member FINRA/SIPC.  Mutual Advisors, LLC and Mutual Securities, Inc. (collectively “Mutual Group”) are affiliated companies.

Find Mutual Securities, Inc. Member FINRA, SIPC employees' phone numbers or email addresses

Mutual Securities, Inc. Member FINRA, SIPC Global Highlights

Location
Employees

North America
112

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  • United States Of America
    112

Asia
2

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  • Bangladesh
    1
  • Pakistan
    1

Mutual Securities, Inc. Member FINRA, SIPC's Leadership

  • Stylized image of a person
    J. S.
    Chief Executive Officer
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  • Stylized image of a person
    D. C.
    Chief Operating Officer
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  • Stylized image of a person
    K. C.
    Chief Compliance Officer
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  • Stylized image of a person
    T. J. K.
    Vice President Of Client Solutions
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  • Stylized image of a person
    J. C.
    President
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  • Stylized image of a person
    R. L.
    Head Of Relationship Management
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  • Stylized image of a person
    T. C.
    Executive Vice President, Integrator
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  • Stylized image of a person
    C. K.
    Vice President, Relationship Management
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Mutual Securities, Inc. Member FINRA, SIPC Employee Metrics

100%
50%
0%
2026
2025
  • Banking
  • Business
  • Finance
  • Legal
  • Support
  • Other

Contact profiles from Mutual Securities, Inc. Member FINRA, SIPC

Name
Title
Contact Info
Location
Last Update
  • Stylized image of a person
    D. C.
    Chief Operating Officer
    Phone icon
    United StatesNebraska
    Apr 15, 2026
  • Stylized image of a person
    J. S.
    Chief Executive Officer
    Phone icon
    Oct 17, 2024
  • Stylized image of a person
    J. C.
    President
    Phone icon
    Oct 22, 2024
  • Stylized image of a person
    K. C.
    Chief Compliance Officer
    Phone icon
    Oct 23, 2024
  • Stylized image of a person
    T. C.
    Executive Vice President, Integrator
    Phone icon
    United StatesKansas
    Apr 15, 2026
  • Stylized image of a person
    C. K.
    Vice President, Relationship Management
    Phone icon
    United StatesTexas
    Apr 15, 2026
  • Stylized image of a person
    B. L.
    Vice President, Growth And Development
    Phone icon
    United StatesNebraska
    Apr 15, 2026
  • Stylized image of a person
    R. L.
    Head Of Relationship Management
    Phone icon
    Apr 15, 2026
  • Stylized image of a person
    T. J. K.
    Vice President Of Client Solutions
    Phone icon
    United StatesArkansas
    Apr 15, 2026
  • Stylized image of a person
    C. T.
    Vice President, Service And Operations
    Phone icon
    United StatesTexas
    Apr 15, 2026

Frequently Asked Questions

What is Mutual Securities, Inc. Member FINRA, SIPC known for?

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Mutual Securities, Inc. Member FINRA, SIPC was founded in 1982 operates in the Financial Services industry. The company's main headquarters is located in 807-a Camarillo Springs Road Camarillo, California 93012 United States; you can contact the main corporate office by phone at . Explore Mutual Securities, Inc. Member FINRA, SIPC's company overview page for more information.

What is Mutual Securities, Inc. Member FINRA, SIPC's most common email format?

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Mutual Securities, Inc. Member FINRA, SIPC employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more Mutual Securities, Inc. Member FINRA, SIPC email formats with LeadIQ.

How many employees does Mutual Securities, Inc. Member FINRA, SIPC have currently?

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Mutual Securities, Inc. Member FINRA, SIPC has approximately 83 employees as of April 2026. These team members are located across 2 continents, including North AmericaAsia.

Who are Mutual Securities, Inc. Member FINRA, SIPC's key employees and leadership?

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As of April 2026, Mutual Securities, Inc. Member FINRA, SIPC's key employees include:

  • Chief Executive Officer: J. S.
  • Chief Operating Officer: D. C.
  • Chief Compliance Officer: K. C.
  • Vice President Of Client Solutions: T. J. K.
  • President: J. C.

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