Insights

Compliance Outsourcing NLCS targets investment firms needing cost-effective CCO coverage, signaling a ready-made entry point for cross-selling additional risk and regulatory services to mutual funds and RIAs seeking scalable compliance solutions.

SMB Focus With a small team and a client-first model for small- to medium-sized groups, there is a sales opportunity to upsell tiered services or managed compliance programs tailored to mid-sized firms expanding regulatory requirements.

Industry Fit Operating in financial services with a focus on SEC compliance positions NLCS to pursue relationships with established fund sponsors and independent advisers looking to optimize fixed compliance costs while maintaining high standards.

Digital Footprint Tech stack and online presence offer potential for targeted digital outreach, webinars, and content marketing to demonstrate expertise, differentiate from large firms, and attract firms evaluating offshore or internal CCO costs.

Growth Signals Revenue range indicates scalable demand; combine with partner ecosystems or referral channels to accelerate client acquisition, cross-sell advisory, and expand service lines such as internal controls, AML, or regulatory exams preparedness.

Similar companies to Northern Lights Compliance Services, LLC

Northern Lights Compliance Services, LLC Tech Stack

Northern Lights Compliance Services, LLC uses 4 technology products and services including jQuery, Google Analytics, Microsoft ASP.NET, and more. Explore Northern Lights Compliance Services, LLC's tech stack below.

  • jQuery
    Javascript Libraries
  • Google Analytics
    Web Analytics
  • Microsoft ASP.NET
    Web Frameworks
  • ShareThis
    Widgets

Northern Lights Compliance Services, LLC's Email Address Formats

Northern Lights Compliance Services, LLC uses at least 1 email format:
Northern Lights Compliance Services, LLC Email FormatsExamplePercentage
First.Last@nlcompliance.comJohn.Doe@nlcompliance.com
100%

Frequently Asked Questions

What is Northern Lights Compliance Services, LLC's phone number?

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You can contact Northern Lights Compliance Services, LLC's main corporate office by phone at . For more prospecting data, LeadIQ has access to up-to-date and accurate contact information within our platform. Find, capture, and sync contact data to your CRM and sales tools in one click.

What is Northern Lights Compliance Services, LLC's official website and social media links?

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Northern Lights Compliance Services, LLC's official website is nlcompliance.com and has social profiles on LinkedIn.

How much revenue does Northern Lights Compliance Services, LLC generate?

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As of July 2026, Northern Lights Compliance Services, LLC's annual revenue is estimated to be $10M - $25M.

What is Northern Lights Compliance Services, LLC's NAICS code?

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Northern Lights Compliance Services, LLC's NAICS code is 52 - Finance and Insurance.

How many employees does Northern Lights Compliance Services, LLC have currently?

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As of July 2026, Northern Lights Compliance Services, LLC has approximately 1 employees across 1 continents, including North America. Key team members include Vice President, Senior Compliance Officer: W. K., Compliance Officer: C. B. and : M. W. Explore Northern Lights Compliance Services, LLC's employee directory with LeadIQ.

What industry does Northern Lights Compliance Services, LLC belong to?

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Northern Lights Compliance Services, LLC operates in the Financial Services industry.

What technology does Northern Lights Compliance Services, LLC use?

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Northern Lights Compliance Services, LLC's tech stack includes jQuery, Google Analytics, Microsoft ASP.NET and ShareThis.

What is Northern Lights Compliance Services, LLC's email format?

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Northern Lights Compliance Services, LLC's email format typically follows the pattern of First.Last@nlcompliance.com. Find more Northern Lights Compliance Services, LLC email formats with LeadIQ.
Northern Lights Compliance Services, LLC logo

Northern Lights Compliance Services, LLC

Financial ServicesNew York, United States0-1 Employees

Northern Lights Compliance Services, LLC operates in the financial services sector as an independent consulting provider that supplies chief compliance officers to investment entities such as mutual funds and registered investment advisers. The firm aims to help clients meet SEC regulatory requirements while offering a cost-effective alternative to hiring a full-time CCO, tailoring its program to small- to medium-sized groups. Based in Hauppauge, New York, NLCS emphasizes accuracy and integrity in handling compliance obligations so clients can focus on running their businesses. The company positions itself as a specialist support resource for organizations seeking specialized compliance leadership without the overhead of a permanent hire.

Section iconCompany Overview

Phone number
NAICS Code
52 - Finance and Insurance
Employees
0-1

Section iconFunding & Financials

  • $10M - $25M

    Northern Lights Compliance Services, LLC's revenue is estimated to be in the range of $10M - $25M

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