Northern Lights Compliance Services, LLC Email Format
Financial ServicesNew York, United States0-1 Employees
Northern Lights Compliance Services, LLC operates in the financial services sector as an independent consulting provider that supplies chief compliance officers to investment entities such as mutual funds and registered investment advisers. The firm aims to help clients meet SEC regulatory requirements while offering a cost-effective alternative to hiring a full-time CCO, tailoring its program to small- to medium-sized groups. Based in Hauppauge, New York, NLCS emphasizes accuracy and integrity in handling compliance obligations so clients can focus on running their businesses. The company positions itself as a specialist support resource for organizations seeking specialized compliance leadership without the overhead of a permanent hire.