Northern Lights Compliance Services, LLC Email Format
Financial ServicesNew York, United States0-1 Employees
About Northern Lights Compliance Services, LLC: Northern Lights Compliance Services, LLC (NLCS) provides a team of experts who serve as Chief Compliance Officers (CCO) on an independent consulting basis for investment companies including mutual funds and registered investment advisers (RIAs). Our goal is to ensure that our clients meet the SEC’s stringent regulatory compliance requirements and our broad program is tailored to meet the needs of small- to medium-sized groups seeking a cost-effective alternative to hiring a CCO on a full-time basis. With NLCS, you can be confident that compliance needs are being handled with accuracy and integrity, so you can focus on running your business.