Northern Lights Compliance Services, LLC Employee Directory

Financial ServicesNew York, United States0-1 Employees

About Northern Lights Compliance Services, LLC: Northern Lights Compliance Services, LLC (NLCS) provides a team of experts who serve as Chief Compliance Officers (CCO) on an independent consulting basis for investment companies including mutual funds and registered investment advisers (RIAs). Our goal is to ensure that our clients meet the SEC’s stringent regulatory compliance requirements and our broad program is tailored to meet the needs of small- to medium-sized groups seeking a cost-effective alternative to hiring a CCO on a full-time basis. With NLCS, you can be confident that compliance needs are being handled with accuracy and integrity, so you can focus on running your business.

Find Northern Lights Compliance Services, LLC employees' phone numbers or email addresses

Northern Lights Compliance Services, LLC Global Highlights

North America
9

United States Of America
9

Northern Lights Compliance Services, LLC's Leadership

C. B.
Compliance Officer
Mobile Phone
Email
M. W.
Mobile Phone
Email

Northern Lights Compliance Services, LLC Employee Metrics

100%

50%

2026

2025

Banking
Finance
Legal
Community & Social Services
Accounting
Other

Contact profiles from Northern Lights Compliance Services, LLC

Name

Title

Contact Info

Location

Last Update

C. B.
Compliance Officer
Mobile Phone
Email
United StatesNebraska
Oct 18, 2025
M. W.
Mobile Phone
Email
UNITED STATES
Mar 07, 2023

Frequently Asked Questions

What is Northern Lights Compliance Services, LLC known for?

Northern Lights Compliance Services, LLC operates in the Financial Services industry. The company's main headquarters is located in Hauppauge, New York United States; you can contact the main corporate office by phone at

+1-855-891-****

. Explore Northern Lights Compliance Services, LLC's company overview page for more information.

What is Northern Lights Compliance Services, LLC's most common email format?

Northern Lights Compliance Services, LLC employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more Northern Lights Compliance Services, LLC email formats with LeadIQ.

How many employees does Northern Lights Compliance Services, LLC have currently?

Northern Lights Compliance Services, LLC has approximately 1 employees as of February 2026. These team members are located across 1 continents, including North America.

Who are Northern Lights Compliance Services, LLC's key employees and leadership?

As of February 2026, Northern Lights Compliance Services, LLC's key employees include:

Compliance Officer: C. B.
: M. W.

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