Boutique scale A small independent RIA with under 10 employees and over $200 million in AUM presents an opportunity to offer personalized, high-touch advisory services and scalable tech-enabled solutions to improve client experience and efficiency.

Fiduciary focus Fee-only model aligned with client interests signals openness to services that enhance compliance, fiduciary governance, performance reporting, and tax-aware investing—areas where you can provide added value and differentiate.

Columbus reach Located in Greater Columbus area with exposure to individuals, religious and charitable organizations; potential to expand institutional relationships, faith-based donor organizations, and local advisory collaborations.

Continuing education CFA credentials and ongoing education indicate a culture receptive to advanced portfolio analytics, research platforms, and advisory tech integrations that can boost due diligence, benchmark reporting, and client education.

Growth upside Revenue in the low-to-mid millions with an asset base over $200M signals opportunity to propose scalable wealthtech, outsourced CFO/financial planning software, and targeted marketing partnerships to accelerate client acquisition and assets under management.