Oswald Financial

Financial ServicesOhio, United States11-50 Employees

Oswald Financial is a small to mid-sized financial services advisory firm based in Cleveland, Ohio. The firm concentrates on retirement plans and wealth management, serving large corporations, small businesses, and individuals pursuing personal retirement goals. It emphasizes rigorous investment due diligence, best-practice governance, fiduciary assistance under open-architecture plans, independent vendor searches and benchmarking, and clear client communications to help preserve assets.

Within the financial services sector, it provides retirement-plan advisory and asset-management services, aiming to extend capabilities typically available to larger plans to a broader client base. Securities are offered through LPL Financial, while investment advisory services are delivered by Global Retirement Partners, DBA Oswald Financial, an SEC-registered investment advisor that operates separately from LPL. The firm has earned industry recognition, including PLANADVISER's Top 100 Retirement Plan Advisers (2014–2016) and Financial Times' Top Retirement Plan Advisors (2015).

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