Growth Capacity Mid-size financial services firm with 11-50 employees and revenue between 10M-25M presents an opportunity for scalable advisory platform solutions, client onboarding enhancements, and practice management tools to support growth and efficiency.

Regulatory Alignment Securities and investment advisory services are offered through a broker/dealer network (ESI) with potential needs for compliance automation, ongoing regulatory monitoring, and robust financial planning workflows integrated with custodial and broker-dealer requirements.

Technology Stack Current tech includes Cloudflare, FMG Suite, Microsoft 365, Google Analytics and Maps, Bootstrap, and Modernizr. Opportunity to propose integrated marketing automation, data analytics, client portal enhancements, and cybersecurity hardening tailored to financial services.

Revenue Scale With revenue reported in the 10–25 million range, there is potential for partnerships around wealth management tech, financial planning software, performance reporting, and client experience platforms that support higher AUM and cross-sell opportunities.

Regional Focus Based in Crown Point, Indiana, the firm may benefit from regional growth initiatives, local market intelligence, and partnerships with regional custodians and risk providers, offering a foothold for market-specific campaigns and community engagement programs.