What departments does Vigilant Compliance have?

Vigilant Compliance has employees across 1 departments including Legal.

What is the largest department at Vigilant Compliance?

The largest department at Vigilant Compliance is Legal with 3 employees.

Where are Vigilant Compliance employees located globally?

Vigilant Compliance has employees across 6 continents and 10 countries including Algeria, India, Pakistan, Bangladesh, Philippines.

How has Vigilant Compliance's team size changed over time?

Vigilant Compliance's team has decreased from approximately 39 to 38 employees based on available data.

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Vigilant Compliance Employee Directory

Financial ServicesPennsylvania, United States51-200 Employees

Vigilant Compliance is a privately held financial services firm based in Chadds Ford, Pennsylvania, founded in 2004. It provides tailored, end-to-end compliance solutions for advisers, funds, and broker-dealers, including outsourced chief compliance officer arrangements, CCO support, advertising review, and mock SEC/FINRA examinations. The firm also assists with SEC/ERA/broker-dealer registrations, licensing for registered representatives, principal underwriting for registered funds, and FinOp services. Its clients cover private equity, hedge funds, closed-end funds, ETFs, mutual funds, RIAs, wealth managers, and other fund structures. As an independent, privately owned firm, it operates within the financial services compliance sector. The company has earned industry recognition through multiple awards and nominations for compliance advisory work in recent years.

Vigilant Compliance Global Highlights

North America
66

United States Of America
66

Europe
8

Spain
7
Ireland
1

Asia
4

India
1
Pakistan
1
Bangladesh
1
Philippines
1

Africa
1

Algeria
1

Oceania
1

Papua New Guinea
1

South America
1

Argentina
1

Vigilant Compliance's Leadership

K. N.
Co-Owner
Mobile Phone
Email
C. T.
Mandarin Global Trade Analyst
Mobile Phone
Email
A. N.
Associate
Mobile Phone
Email
C. U.
Associate Attorney
Mobile Phone
Email
C. M.
Compliance
Mobile Phone
Email
M. M.
Attorney
Mobile Phone
Email
S. F.
Compliance Officer
Mobile Phone
Email

Vigilant Compliance Employee Metrics

100%

50%

2026

2025

Banking
Finance
Support
Other
Accounting
Military & Protective Services

Contact profiles from Vigilant Compliance

Name

Title

Contact

Location

Last Update

K. N.
Co-Owner
Mobile Phone
Email
Apr 22, 2026
C. T.
Mandarin Global Trade Analyst
Mobile Phone
Email
Philippines, Metro Manila
Aug 31, 2026
A. N.
Associate
Mobile Phone
Email
Oct 23, 2024
C. U.
Associate Attorney
Mobile Phone
Email
Oct 22, 2024
C. M.
Compliance
Mobile Phone
Email
Jun 08, 2026
M. M.
Attorney
Mobile Phone
Email
Oct 23, 2024
S. F.
Compliance Officer
Mobile Phone
Email
May 13, 2026

Frequently Asked Questions

What is Vigilant Compliance known for?

Vigilant Compliance was founded in 2004 and operates in the Financial Services industry. You can contact Vigilant Compliance's main corporate office by phone at

+1-484-840-****

. Explore Vigilant Compliance's company overview page for more information.

What is Vigilant Compliance's most common email format?

Vigilant Compliance employees' email format typically follows the pattern of FLast@vigilantllc.com. Trying to find reliable and up-to-date employee contact data? Find more Vigilant Compliance email formats with LeadIQ.

How many employees does Vigilant Compliance have currently?

Vigilant Compliance has approximately 74 employees as of August 2026. These team members are located across 6 continents, including North America, Europe and Asia.

Who are Vigilant Compliance's key employees and leadership?

As of August 2026, Vigilant Compliance's key employees include:

Co-Owner: K. N.
Mandarin Global Trade Analyst: C. T.
Associate: A. N.
Associate Attorney: C. U.
Compliance: C. M.

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Vigilant Compliance Employee Directory

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