What departments does Vigilant Compliance have?

Vigilant Compliance has employees across 5 departments including Operations, Business Development, Solutions Engineering, Finance, Legal.

What is the largest department at Vigilant Compliance?

The largest department at Vigilant Compliance is Finance with 3 employees.

Where are Vigilant Compliance employees located globally?

Vigilant Compliance has employees across 6 continents and 11 countries including Algeria, India, Bangladesh, Pakistan, Philippines.

How has Vigilant Compliance's team size changed over time?

Vigilant Compliance's team has remained stable from approximately 39 to 39 employees based on available data.

Vigilant Compliance Employee Directory

Financial ServicesPennsylvania, United States51-200 Employees

Vigilant Compliance is a privately held financial services firm based in Chadds Ford, Pennsylvania, founded in 2004. It provides tailored, end-to-end compliance solutions for advisers, funds, and broker-dealers, including outsourced chief compliance officer arrangements, CCO support, advertising review, and mock SEC/FINRA examinations. The firm also assists with SEC/ERA/broker-dealer registrations, licensing for registered representatives, principal underwriting for registered funds, and FinOp services. Its clients cover private equity, hedge funds, closed-end funds, ETFs, mutual funds, RIAs, wealth managers, and other fund structures. As an independent, privately owned firm, it operates within the financial services compliance sector. The company has earned industry recognition through multiple awards and nominations for compliance advisory work in recent years.

Vigilant Compliance Global Highlights

North America
71

United States Of America
71

Europe
9

Spain
7
Ireland
1
France
1

Asia
5

Bangladesh
2
India
1
Pakistan
1
Philippines
1

Africa
1

Algeria
1

Oceania
1

Papua New Guinea
1

South America
1

Argentina
1

Vigilant Compliance's Leadership

C. M.
Chief Operating Officer, Managing Director- Investment Advisor Solutions
Mobile Phone
Email
K. N.
Co-Owner
Mobile Phone
Email
S. F.
Senior Vice President
Mobile Phone
Email
C. S.
Director Of Business Development
Mobile Phone
Email
B. M.
Managing Director
Mobile Phone
Email
P. C.
Managing Director, Broker Dealer Solutions
Mobile Phone
Email
C. B.
Director
Mobile Phone
Email
D. D.
Director
Mobile Phone
Email

Vigilant Compliance Employee Metrics

100%

50%

0%

2026

2025

Banking
Finance
Support
Accounting
Administrative
Other
Military & Protective Services

Contact profiles from Vigilant Compliance

Name

Title

Contact Info

Location

Last Update

C. M.
Chief Operating Officer, Managing Director- Investment Advisor Solutions
Mobile Phone
Email
United StatesMississippi
Apr 22, 2026
K. N.
Co-Owner
Mobile Phone
Email
Apr 22, 2026
S. F.
Senior Vice President
Mobile Phone
Email
United StatesPennsylvania
Apr 22, 2026
C. S.
Director Of Business Development
Mobile Phone
Email
United StatesPennsylvania
Mar 24, 2026
B. M.
Managing Director
Mobile Phone
Email
United StatesNew Jersey
Apr 17, 2026
P. C.
Managing Director, Broker Dealer Solutions
Mobile Phone
Email
United StatesPennsylvania
Apr 21, 2026
C. B.
Director
Mobile Phone
Email
United StatesPennsylvania
Mar 23, 2026
D. D.
Director
Mobile Phone
Email
United StatesNew York
Apr 09, 2026
J. H.
Director
Mobile Phone
Email
United StatesMassachusetts
Mar 23, 2026
L. C.
Director
Mobile Phone
Email
United StatesMississippi
May 18, 2026

Frequently Asked Questions

What is Vigilant Compliance known for?

Vigilant Compliance was founded in 2004 operates in the Financial Services industry. The company's main headquarters is located in 223 Wilmington West Chester Pike Suite 216 Chadds Ford, Pennsylvania 19317 United States; you can contact the main corporate office by phone at

+1-484-840-****

. Explore Vigilant Compliance's company overview page for more information.

What is Vigilant Compliance's most common email format?

Vigilant Compliance employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more Vigilant Compliance email formats with LeadIQ.

How many employees does Vigilant Compliance have currently?

Vigilant Compliance has approximately 72 employees as of June 2026. These team members are located across 6 continents, including North AmericaEuropeAsia.

Who are Vigilant Compliance's key employees and leadership?

As of June 2026, Vigilant Compliance's key employees include:

Chief Operating Officer, Managing Director- Investment Advisor Solutions: C. M.
Co-Owner: K. N.
Senior Vice President: S. F.
Director Of Business Development: C. S.
Managing Director: B. M.

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Vigilant Compliance Employee Directory

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