Insights

Independent Compliance Vigilant operates as an independent, privately owned firm with a long-standing track record since 2004, suggesting stability and trust which can be leveraged to position premium outsourced compliance services to mid-size to larger funds seeking reliable partners.

Broad Client Base Serving a wide range of clients including RIAs, broker dealers, private funds, ETFs, and hedge funds indicates cross-sell potential across fund structures and the ability to tailor solutions for different regulatory needs and investment strategies.

Outsourced Expertise Core offerings such as outsourced CCO, advertising reviews, mock exams, and registration/licensing services align with ongoing regulatory pressures, presenting opportunities to upsell extended compliance programs and ongoing monitoring packages.

Awarded Credibility Historical recognition as best advisory/consultancy and compliance firm enhances credibility for expanding into additional private fund clients and demanding markets that value proven regulatory excellence.

Growth Readiness Revenue range and staffing suggest scalable operations capable of handling increased client load; this supports pursuing larger fund initiatives, cross-border regulatory services, and expanded FinOp or fund operations support for growth-stage clients.

Similar companies to Vigilant Compliance

Vigilant Compliance Tech Stack

Vigilant Compliance uses 8 technology products and services including Crazy Egg, iCIMS, WordPress, and more. Explore Vigilant Compliance's tech stack below.

Vigilant Compliance's Email Address Formats

Vigilant Compliance uses at least 4 email formats:
Vigilant Compliance Email FormatsExamplePercentage
FLast@vigilantllc.comJDoe@vigilantllc.com
70%
First@vigilantllc.comJohn@vigilantllc.com
24%
Last@vigilantllc.comDoe@vigilantllc.com
4%
Middle@vigilantllc.comMichael@vigilantllc.com
2%

Frequently Asked Questions

What is Vigilant Compliance's phone number?

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You can contact Vigilant Compliance's main corporate office by phone at . For more prospecting data, LeadIQ has access to up-to-date and accurate contact information within our platform. Find, capture, and sync contact data to your CRM and sales tools in one click.

What is Vigilant Compliance's official website and social media links?

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Vigilant Compliance's official website is vigilantllc.com and has social profiles on LinkedIn.

How much revenue does Vigilant Compliance generate?

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As of August 2026, Vigilant Compliance's annual revenue is estimated to be $25M - $50M.

What is Vigilant Compliance's NAICS code?

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Vigilant Compliance's NAICS code is 52 - Finance and Insurance.

How many employees does Vigilant Compliance have currently?

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As of August 2026, Vigilant Compliance has approximately 74 employees across 6 continents, including North America, Europe and Asia. Key team members include Co-Owner: K. N., Mandarin Global Trade Analyst: C. T. and Associate: A. N. Explore Vigilant Compliance's employee directory with LeadIQ.

What industry does Vigilant Compliance belong to?

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Vigilant Compliance operates in the Financial Services industry.

What technology does Vigilant Compliance use?

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Vigilant Compliance's tech stack includes Crazy Egg, iCIMS, WordPress, Shopify, Mailchimp, Microsoft 365, Mimecast and Vimeo.

What is Vigilant Compliance's email format?

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Vigilant Compliance's email format typically follows the pattern of FLast@vigilantllc.com. Find more Vigilant Compliance email formats with LeadIQ.

When was Vigilant Compliance founded?

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Vigilant Compliance was founded in 2004.
Vigilant Compliance logo

Vigilant Compliance

Financial ServicesPennsylvania, United States51-200 Employees

Vigilant Compliance is a privately held financial services firm based in Chadds Ford, Pennsylvania, founded in 2004. It provides tailored, end-to-end compliance solutions for advisers, funds, and broker-dealers, including outsourced chief compliance officer arrangements, CCO support, advertising review, and mock SEC/FINRA examinations. The firm also assists with SEC/ERA/broker-dealer registrations, licensing for registered representatives, principal underwriting for registered funds, and FinOp services. Its clients cover private equity, hedge funds, closed-end funds, ETFs, mutual funds, RIAs, wealth managers, and other fund structures. As an independent, privately owned firm, it operates within the financial services compliance sector. The company has earned industry recognition through multiple awards and nominations for compliance advisory work in recent years.

Section iconCompany Overview

Phone number
NAICS Code
52 - Finance and Insurance
Founded
2004
Employees
51-200

Section iconFunding & Financials

  • $25M - $50M

    Vigilant Compliance's revenue is estimated to be in the range of $25M - $50M

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