RIA in a Box Employee Directory

Financial ServicesUnited States201-500 Employees

RIA in a Box by COMPLY is the leading provider of compliance, cybersecurity, and operational software to wealth managers and investment organizations. More than 2,800 registered investment adviser (RIA) firms use the platform to increase compliance workflow efficiency and to automate regulatory requirements.

RIA in a Box is part of the COMPLY portfolio of solutions, which addresses institutional and employee compliance for financial services organizations in the SMB, mid, and enterprise markets.

Find RIA in a Box employees' phone numbers or email addresses

RIA in a Box Global Highlights

North America
146

United States Of America
140
Canada
6

Europe
28

United Kingdom Of Great Britain And Northern Ireland
12
Germany
3
Portugal
2
Cyprus
2
France
2
Belgium
1
Netherlands
1
Hungary
1
Italy
1
Greece
1
Norway
1
Spain
1

Asia
19

India
5
Philippines
5
Lebanon
2
United Arab Emirates
2
Saudi Arabia
1
Israel
1
Thailand
1
Indonesia
1
Qatar
1

Africa
7

South Africa
4
Nigeria
1
Ghana
1
Tunisia
1

Oceania
4

Australia
3
New Zealand
1

South America
4

Brazil
2
Ecuador
1
Colombia
1

RIA in a Box's Leadership

M. J.
Chief Operations Officer
Mobile Phone
Email
T. T.
Chief Memory Maker
Mobile Phone
Email
A. K.
Vice President Operations
Mobile Phone
Email
M. R.
Vice President Of Sales
Mobile Phone
Email
U. S.
Vice President Of Partnership Development
Mobile Phone
Email
B. F.
President And Ceo
Mobile Phone
Email
A. H.
Cto
Mobile Phone
Email
I. R.
President/Ceo
Mobile Phone
Email

Contact profiles from RIA in a Box

Name

Title

Contact Info

Location

Last Update

R. N.
Director
Mobile Phone
Email
ThailandChiang Mai
Oct 17, 2025
B. C.
Director Of Compliance
Mobile Phone
Email
United StatesVermont
May 01, 2025
C. K.
Director Of Compliance
Mobile Phone
Email
Oct 23, 2024
J. B.
Director Of Compliance
Mobile Phone
Email
UNITED STATES
Oct 16, 2024
L. G.
Director Of Compliance Private Fund Platform
Mobile Phone
Email
UNITED STATES
Apr 19, 2023
S. S.
Director Of Business Development
Mobile Phone
Email
United StatesNew York
Jun 06, 2025
W. C.
Director Of Compliance
Mobile Phone
Email
Oct 22, 2024
C. H.
Director Of Compliance
Mobile Phone
Email
United StatesMichigan
Oct 21, 2025
E. V.
Art Director
Mobile Phone
Email
United StatesUtah
Oct 18, 2025
B. V.
Finance Manager
Mobile Phone
Email
UNITED STATES
Apr 27, 2025

Frequently Asked Questions

What is RIA in a Box known for?

RIA in a Box was founded in 2005 operates in the Financial Services industry. The company's main headquarters is located in 125 Maiden Lane, Suite 15C New York, NY 10038, US; you can contact the main corporate office by phone at

+1-866-611-****

. Explore RIA in a Box's company overview page for more information.

What is RIA in a Box's most common email format?

RIA in a Box employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more RIA in a Box email formats with LeadIQ.

How many employees does RIA in a Box have currently?

RIA in a Box has approximately 201 employees as of October 2025. These team members are located across 6 continents, including North AmericaEuropeAsia.

Who are RIA in a Box's key employees and leadership?

As of October 2025, RIA in a Box's key employees include:

Chief Operations Officer: M. J.
Chief Memory Maker: T. T.
Vice President Operations: A. K.
Vice President Of Sales: M. R.
Vice President Of Partnership Development: U. S.

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RIA in a Box Employee Directory

Find RIA in a Box employees' phone numbers or email addresses

RIA in a Box Global Highlights

North America146

Europe28

Asia19

Africa7

Oceania4

South America4